DFX Intelligence
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Registered advisor
D•••• R••••• L••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D•••• R••••• L••
At current firm
14 y
since Feb 6, 2012
In the industry
37 y
since Dec 8, 1988 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Associate Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Feb 6, 2012 · San Diego, Ca
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Feb 6, 2012 · San Diego, Ca
- A• G• E•••••• • S•••• I••• unclassifiedDec 1, 2006 to Jan 1, 2008 · San Diego, Ca
- M••••• S•••••• D• I••• unclassifiedJul 8, 1997 to Dec 6, 2006 · La Mesa, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Feb 6, 2012, registered Feb 6, 2012 (0 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to A• G• E•••••• • S•••• I•••left Dec 6, 2006, registered Dec 1, 2006 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address