DFX Intelligence
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Registered advisor
W•••• D• B•••••
Feed of 09/14/2026
At current firm
10 y
since Oct 16, 2015
In the industry
40 y
since Apr 29, 1986 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 16, 2015 · Marco Island, Fl
- U•• F•••••••• S••••••• I••• wirehouseAug 10, 2000 to Nov 11, 2015 · Miamisburg, Oh
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Nov 11, 2015, registered Oct 16, 2015 (-26 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address