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Registered advisor
C••••••••• A•••••
Feed of 09/14/2026
Also filed as C••••••••• C•••••• A•••••
At current firm
1 y
since Jul 11, 2025
In the industry
40 y
since Mar 21, 1986 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jul 11, 2025 · Ponte Vedra Beach, Fl
- U•• F•••••••• S••••••• I••• wirehouseMay 17, 2017 to Jul 22, 2025 · Ponte Vedra, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 13, 2009 to May 18, 2017 · Ponte Vedra Beach, Fl
- S••••••• C•••••• M••••••••• L•• unclassifiedNov 14, 2008 to Apr 3, 2009 · Baltimore, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 1, 1994 to Dec 3, 2008 · Lutherville, Md
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jul 22, 2025, registered Jul 11, 2025 (-11 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left May 18, 2017, registered May 17, 2017 (-1 days) · Wirehouse to wirehouse
- S••••••• C•••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 3, 2009, registered Apr 13, 2009 (10 days) · Other
- C•••••••• G••••• M•••••• I••• to S••••••• C•••••• M••••••••• L••left Dec 3, 2008, registered Nov 14, 2008 (-19 days) · Other
Signals
- ••• LockedJul 22, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address