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D••••• C•••••• H•••••

Registered advisorat A••••••••• F•••••••• S•••••••• L••Dual registrant· Springfield, Mo IAPD 1472828
At current firm
18 y
since Apr 9, 2008
In the industry
39 y
Prior registered firms
2
Signals
0
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Registration history
IAPD current and previous registrations
  • R•••••• J•••• F•••••••• S•••••••• I••• unclassified
    Jul 20, 2006 to Apr 10, 2008 · Springfield, Mo
  • N•••••• I••••••••• I••• unclassified
    Oct 18, 2004 to Jul 14, 2006 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
  • R•••••• J•••• F•••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
    left Apr 10, 2008, registered Apr 9, 2008 (-1 days) · Other
  • N•••••• I••••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••
    left Jul 14, 2006, registered Jul 20, 2006 (6 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
39derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote