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A••• V•••• S•••••••
Registered advisorat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Kalispell, MtIAPD 1494143
As of · the IAPD feed; also filed as A••• V•••• G••••••
- At current firm
- 15 y
- In the industry
- 30 y
- Prior registered firms
- 2
- Signals
- 0
since Nov 15, 2010
As of · the IAPD feed; also filed as A••• V•••• G••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Nov 15, 2010 · Kalispell, Mt
- M••••• S•••••• wirehouseJun 1, 2009 to Nov 29, 2010 · Kalispell, Mt
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 13, 2000 to Jun 1, 2009 · Kalispell, Mt
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to S•••••• N••••••• • C••••••• I•••••••••left Nov 29, 2010, registered Nov 15, 2010 (-14 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address