DFX Intelligence
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Feed of 09/14/2026
Also filed as K•••• P••••••
At current firm
17 y
since Jun 1, 2009
In the industry
40 y
since Jun 24, 1986 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Jun 1, 2009 · Slidell, La
- W•••• F•••• A••••••• wirehouseOct 10, 2002 to Jun 2, 2009 · Slidell, La
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S••left Jun 2, 2009, registered Jun 1, 2009 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address