DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W•••• F•••• A•••••••
Legal name W•••• F•••• A••••••• F•••••••• N••••••• L••
Latest filing Sep 2, 2026
First filing on the tape Nov 28, 2011 · 220 filings
SEC status approved since Apr 3, 2000
RAUM
$252B
reported, Item 5.F
Discretionary
76%
of RAUM
Private clients
93%
$234B individuals and HNW
Advisors
4,134
registered through the firm on IAPD
RAUM per advisor
$61.0M
derived; firm RAUM over IAPD count
Employees
4,047
2,366 advisory (5.B.1)
Offices
1,338
beyond the principal office
Private funds
0
reported on Schedule D
History
220 filings and snapshots on the tape
RAUM$252B as of Jul 17, 2026
Mar 29, 2012$20B then
HNW client RAUM$183B as of Jul 17, 2026
Mar 27, 2018$31B then
State-registered IARs (5.B.3)3,608 as of Jul 17, 2026
Mar 26, 20131,475 then
Employees (5.A)4,047 as of Jul 17, 2026
Mar 26, 20131,740 then
Private funds: no history
RAUM +28% over the last fiscal year+35% a year over threeIARs 3,244 to 3,608offices 1,197 to 1,338
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $60.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 110derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $782,665derivedHNW RAUM over HNW clients
- Average account
- $540,645derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 76%derivedof RAUM
- Institutional
- 3.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.1derived1,339 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +11%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +16%derived
- Compensation
- percentage of assets, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $252BreportedItem 5.I
- Custody
- $252B, 466,575 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- the adviser acts as qualified custodian (9.D.1)
- a related person acts as qualified custodian (9.D.2)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$183B73%
- Individuals$51B20%
- Corporations and businesses$9.3B3.7%
- Charitable organizations$5.0B2.0%
- Pension and profit-sharing plans$3.4B1.3%
- State and municipal entities$88.6M0.0%
- Banks and thrifts$8.2M0.0%
- Insurance companies$4.2M0.0%
- Individual clients
- 221,968reported
- HNW clients
- 233,869reported
- Pension plan clients
- 4,364reported
- Charitable clients
- 2,392reported
- Accounts
- 466,575reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $61B sponsored, $0 managedreported
- Custody of client assets
- $252B for 466,575 clientsreported
- Compensation
- % of AUM, fixed, commissionsreported
- Class basis
- curated wirehouse listderived
Advisors registered through the firm
4,156 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• K••••• S•••••• | Rancho Santa Fe, Ca | Jul 8, 1997 | 35 y | 0 |
| S•••• R•••••• G•••• | Flagler Beach, Fl | Jun 17, 1999 | 34 y | 0 |
| R••••• M•••••• B••• | Littleton, Co | Jun 17, 1999 | 33 y | 0 |
| G•••••• P•••••• F••••••• | Melville, Ny | Dec 13, 2000 | 38 y | 0 |
| L•• J••••• B•••••••• | Orlando, Fl | Jan 2, 2001 | 37 y | 0 |
| B•••• J••••• H•••••• | Tampa, Fl | Jan 2, 2001 | 33 y | 0 |
| H••••• W•••• S•••••• | Coral Springs, Fl | Jan 2, 2001 | 34 y | 0 |
| L••• A••••• | St. L••••, Mo | Dec 31, 2001 | 32 y | 0 |
| R•••••• G•••••• M••••• | Mary Esther, Fl | Feb 1, 2002 | 31 y | 0 |
| D••••• R• H•••••• | Mary Esther, Fl | Feb 1, 2002 | 27 y | 0 |
| M•••• K•••••• | Owings Mills, Md | Apr 5, 2002 | 31 y | 0 |
| B•••••• M••••••••• | Charlotte, Nc | May 2, 2002 | 38 y | 0 |
| D••• G•••••• S••••• | Parsippany, Nj | May 24, 2002 | 28 y | 0 |
| R•••••• D••• S••••• | Parsippany, Nj | May 24, 2002 | 36 y | 0 |
| T••••••• P••• L•••••• | L••• Beach, Ny | Jul 2, 2002 | 31 y | 0 |
| J•••• F••• N• | Woodmere, Ny | Aug 13, 2002 | 34 y | 0 |
| B•••• K•••• H••• | Mobile, Al | Aug 16, 2002 | 44 y | 1 |
| M••• D• S•••• | Mobile, Al | Aug 16, 2002 | 28 y | 1 |
| E•••••• M••••• F••••• | Mobile, Al | Aug 16, 2002 | 28 y | 1 |
| J••• B•••••• W••••••••• | St. L••••, Mo | Oct 3, 2002 | 28 y | 0 |
| D••••• J••• B•••• | Beachwood, Oh | Dec 10, 2002 | 30 y | 0 |
| A••••• T••••• K•••••Chartered Financial Analyst | Des Plaines, Il | May 8, 2003 | 34 y | 0 |
| J••••• P••••••• B••••• | Lakeville, Mn | Jul 1, 2003 | 42 y | 1 |
| F••• Z•••• | Coral Springs, Fl | Jul 1, 2003 | 29 y | 1 |
| E•••••••• M•••• N•••••• | St. L••••, Mo | Jul 1, 2003 | 34 y | 1 |
| G••• H••••• | Frisco, Tx | Jul 1, 2003 | 36 y | 1 |
| J••••• D•••••• | St. L••••, Mo | Jul 1, 2003 | 26 y | 1 |
| C••••• R•••••• | Irvine, Ca | Jul 1, 2003 | 26 y | 1 |
| B•••• P•••••• S••••••• | Olean, Ny | Aug 11, 2003 | 41 y | 1 |
| S••••• L•• S•••• | Saint Peters, Mo | Aug 29, 2003 | 32 y | 1 |
| F•••••• D•••• M••••••••• | Saint Peters, Mo | Sep 2, 2003 | 46 y | 1 |
| I•••• F•••• J••••••Certified Financial Planner | Pittsburgh, Pa | Nov 28, 2003 | 46 y | 1 |
| A•••• J•••• L••• | Pittsburgh, Pa | Nov 28, 2003 | 32 y | 1 |
| C•••••• R•••••• S•••••• | Naperville, Il | Dec 3, 2003 | 29 y | 1 |
| R••••• J•••• S••••••••• | Bradenton Beach, Fl | Dec 3, 2003 | 29 y | 1 |
| J••• E••••••• T•••••••Certified Financial Planner | Mobile, Al | Dec 18, 2003 | 32 y | 1 |
| D•••••• R•••••••• | Columbia, Tn | Jan 16, 2004 | 23 y | 0 |
| L•••• J••• D•••••• | St. L••••, Mo | Mar 5, 2004 | 43 y | 1 |
| L••• K••••••••• H•••Certified Financial Planner | Dublin, Oh | Mar 15, 2004 | 29 y | 1 |
| J•••••• S•••• M••• | Lancaster, Tn | May 28, 2004 | 23 y | 1 |
Advisor movement
180 left, 245 joined in 12 months
net +65 in 12 months36 left in 90 days61 joined in 90 daysdeparture rate 4.4% of current headcount489 left over 36 months
Left, latest
- A•••• C• W•••••• to B••••••• F• E•••••• • C••••••• I•••••••••Sep 7, 2026 · Wirehouse to affiliated broker-dealer or bank
- K••••• A•••• P••••• to A••••••••• F•••••••• S•••••••• L••Sep 3, 2026 · Wirehouse to affiliated broker-dealer or bank
- B•••• M••• S•••••••• to B••• C••• F•••••••• A•••••••• L••Aug 31, 2026 · Other
- D•••• V•• M•••• V• to N•••••••• I••••••••• A••••••• L••Aug 24, 2026 · Other
- M••••• S••••••• to A••••••••• F•••••••• S•••••••• L••Aug 20, 2026 · Wirehouse to affiliated broker-dealer or bank
- R•••• G••• to J••• M••••• S••••••••• L••Aug 18, 2026 · Wirehouse to wirehouse
- J••• C••••••••• P••••• to P••••••• F•••••••• S•••••••• I•••Aug 17, 2026 · Wirehouse to affiliated broker-dealer or bank
- P•••••• T••••• E••••••• to E•••••••• A•••••••• L••Aug 7, 2026 · Wirehouse to affiliated broker-dealer or bank
- B•••••• R••• M••••••••• to C••• L••Aug 5, 2026 · Wirehouse to affiliated broker-dealer or bank
- M•••••• M••••••• to C••• L••Aug 5, 2026 · Wirehouse to affiliated broker-dealer or bank
- S•••••• L••••••• to C••• L••Aug 5, 2026 · Wirehouse to affiliated broker-dealer or bank
- B•••• D•••• to C••• L••Aug 5, 2026 · Wirehouse to affiliated broker-dealer or bank
- A•••• O•••• to N••••••••• M••••• I••••••••• S•••••••••Aug 5, 2026 · Other
- N•••• S• A•••• to C••• L••Aug 5, 2026 · Wirehouse to affiliated broker-dealer or bank
- K•••••• L•••••• to C••• L••Aug 5, 2026 · Wirehouse to affiliated broker-dealer or bank
Joined, latest
- B•••• R•••••• from M••••• S••••••Sep 18, 2026 · Wirehouse to wirehouse
- A••••• R•••••• H•••• from L•• F•••••••• L••Sep 18, 2026 · Affiliated broker-dealer or bank to wirehouse
- M•••••• J••••• M•••• from M••••• S••••••Sep 17, 2026 · Wirehouse to wirehouse
- J••••• J•••• B•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Sep 15, 2026 · Affiliated broker-dealer or bank to wirehouse
- S•••• E•••••••• M••••• from A••••••••• F•••••••• S•••••••• L••Sep 11, 2026 · Affiliated broker-dealer or bank to wirehouse
- T••••• G••••••• from L•••Sep 2, 2026 · RIA to wirehouse
- S•••• H•••••• M•••• from J••• M••••• S••••••••• L••Sep 1, 2026 · Wirehouse to wirehouse
- J••• M•••••• H••••• from U•• F•••••••• S••••••• I•••Sep 1, 2026 · Wirehouse to wirehouse
- V•••••••• B••• G•••• from J••• M••••• S••••••••• L••Sep 1, 2026 · Wirehouse to wirehouse
- P•••• R•••• from J••• M••••• S••••••••• L••Sep 1, 2026 · Wirehouse to wirehouse
- C••••••••• P••••• from E••••• J••••Sep 1, 2026 · Affiliated broker-dealer or bank to wirehouse
- M•••••• C••••••••• from U•• F•••••••• S••••••• I•••Aug 27, 2026 · Wirehouse to wirehouse
- L•••• A••••• D••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Aug 21, 2026 · Affiliated broker-dealer or bank to wirehouse
- M•••••• J•••• H•••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Aug 21, 2026 · Affiliated broker-dealer or bank to wirehouse
- R•••••• F•••• W••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Aug 21, 2026 · Affiliated broker-dealer or bank to wirehouse
Teams: two or more advisors moving together within fourteen days, from one state
- 7 left for C••• L••Aug 5, 2026 · Lebanon, Nh
- 2 left for P••••••• F•••••••• S•••••••• I•••Jul 27, 2026 · Boerne, Tx
- 3 left for L•• F•••••••• L••Jul 8, 2026 · Little Rock, Ar
- 2 left for R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 2, 2026 · Pittsfield, Ma
- 3 left for ••••••••Jun 22, 2026 · Indianapolis, In
- 3 left for O•••• W•••••• I•••May 21, 2026 · Waterloo, Ia
- 5 left for M•• F•••••••• A•••••••• L••May 21, 2026 · Houston, Tx
- 11 left for A••• A••••••• P•••••••May 20, 2026 · Poughkeepsie, Ny
- 2 joined from J••• M••••• S••••••••• L••Sep 2, 2026 · East Meadow, Ny
- 4 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Aug 25, 2026 · Chico, Ca
- 2 joined from U•• F•••••••• S••••••• I•••Jul 30, 2026 · Staten Island, Ny
- 3 joined from L•• F•••••••• L••Jul 22, 2026 · Hattiesburg, Ms
- 2 joined from L•• F•••••••• L••Jul 10, 2026 · Westfield, Nj
- 7 joined from T••••• A••••••• S•••••••• I•••Jul 1, 2026 · Jupiter, Fl
- 4 joined from L•• F•••••••• L••Jun 30, 2026 · Fort Collins, Co
- 2 joined from S••••• I••••••••• A•••••••• L••Jun 25, 2026 · St L••••, Mo
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• J•••• J• · Board Of Managerscontrolsince 05/2024 · owns less than 5%
- G••••• S•• · Board Of Managerscontrolsince 06/2022 · owns less than 5%
- K••••••• E••• A•••••• · Chief Executive Officer / Board Of Managerscontrolsince 04/2024 · owns less than 5%
- L••••• P••• · Principal Operations Officer/Control Principalcontrolsince 04/2023 · owns less than 5%
- M•••••••• D•••• F•••• · Designated Texas Officercontrolsince 01/2024 · owns less than 5%
- P••••• R••••• · Chief Financial Officercontrolsince 11/2023 · owns less than 5%
- S••••••••• P••• C•••••• · Chief Compliance Officercontrolsince 04/2009 · owns less than 5%
- T•• K••••••• C•••••• · Board Of Managers/Control Principalcontrolsince 08/2023 · owns less than 5%
- T••••• J••• R• · President/Board Of Managers/Control Principalcontrolsince 10/2021 · owns less than 5%
Entity owners
- W••••••• S••••••••• F•••••••• H•••••••• L•• · Sole Memberdirect · owns 75% or more
- E••••• C•••••• C••••••••• · Share Holderindirect · owns 75% or more of W••••••• S••••••••• Financial Holding, LLC
- W•••• F•••• • C•••••• · Share Holderindirect · owns 75% or more of W•• H•••••••• L•• · public reporting company
- W•• H•••••••• L•• · Share Holderindirect · owns 75% or more of E••••• C•••••• C•••••••••
Related persons
Schedule D 7.A
- W•••• F•••• B•••• N••••••• A•••••••••broker-dealerinvestment adviserbankpooled vehicle sponsorLP sponsorreal estaten
- W•••• F•••• A•••••••broker-dealerinvestment adviserLP sponsorcustodianyRAUM $671B
- W•••• F•••• I••••••••• I••••••••• I•••investment adviserbankpooled vehicle sponsornRAUM $43B
- W•••• F•••• P•••• S•••••••• L••broker-dealern
- W•••• F•••• S••••••••• •••••• C••• L•••broker-dealern
- W•••• F•••• S••••••••• A••• L••••••broker-dealern
- W•••• F•••• S••••••••• C•••••• L••broker-dealertrust companyn
- W•••• F•••• S••••••••• I••••••••• L••••••broker-dealertrust companyn
- W•••• F•••• S••••••••• L••broker-dealertrust companyn
Advisers that list W•••• F•••• A••••••• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St L••••, Mo | 643 | 404 | 16 | 1 | |
| Bethesda, Md | 155 | 46 | 1 | ||
| Reno, Nv | 145 | 29 | 1 | ||
| Naples, Fl | 97 | 11 | 0 | ||
| Rochester, Ny | 86 | 20 | 0 | ||
| S••••Sdale, Az | 77 | 16 | 2 | ||
| Chatham, Nj | 76 | 12 | 2 | ||
| Boca Raton, Fl | 73 | 12 | 2 | ||
| Melville, Ny | 68 | 29 | 1 | ||
| Palm Beach Gardens, Fl | 67 | 11 | 0 | ||
| Charlotte, Nc | 66 | 42 | 0 | ||
| Beachwood, Oh | 58 | 3 | 0 | ||
| New York, Ny | 58 | 26 | 1 | ||
| Dublin, Oh | 57 | 2 | 1 | ||
| Atlanta, Ga | 54 | 7 | 0 | ||
| Chicago, Il | 54 | 15 | 3 | ||
| C••••••Ton, Sc | 54 | 11 | 0 | ||
| Red B•••, Nj | 53 | 11 | 1 | ||
| San Antonio, Tx | 51 | 20 | 0 | ||
| Troy, Oh | 50 | 6 | 0 |
Offices
Schedule D 1.F, the 25 largest
- St. L••••, MO96 employees
- Reno, NV80 employees
- Bethesda, MD56 employees
- Beachwood, OH34 employees
- Palm Beach Gardens, FL34 employees
- Naples, FL32 employees
- Yardley, PA31 employees
- L••• Beach, CA30 employees
- Willmar, MN27 employees
- Chatham, NJ26 employees
- Melville, NY26 employees
- Old Greenwich, CT23 employees
- H••• Valley, MD22 employees
- T••••, TX22 employees
- Dublin, OH22 employees
- Rochester, NY22 employees
- Little Rock, AR21 employees
- Westlake Village, CA20 employees
- Bozeman, MT20 employees
- C••••••Ton, SC19 employees
- Sarasota, FL18 employees
- Chicago, IL18 employees
- Leawood, KS18 employees
- Cottonwood Heights, UT18 employees
- Wilmington, DE17 employees
What changed
consecutive filings, newest first
- Financial planning clients · 11-25 to 11-25Jul 17, 2026 to Sep 2, 2026
- Succession · false to unsetJul 17, 2026 to Sep 2, 2026
- Accounts · 401,726 to 466,575Feb 20, 2026 to Mar 31, 2026
- Advisory employees · 2,274 to 2,366Feb 20, 2026 to Mar 31, 2026
- BD registered reps · 3,658 to 4,047Feb 20, 2026 to Mar 31, 2026
- Charity clients · 2,022 to 2,392Feb 20, 2026 to Mar 31, 2026
- Corporate clients · 3,226 to 3,954Feb 20, 2026 to Mar 31, 2026
- HNW clients · 192,216 to 233,869Feb 20, 2026 to Mar 31, 2026
- Individual clients · 200,234 to 221,968Feb 20, 2026 to Mar 31, 2026
- Pension plan clients · 3,995 to 4,364Feb 20, 2026 to Mar 31, 2026
- Assets in custody · $197B to $252BFeb 20, 2026 to Mar 31, 2026
- Employees · 3,658 to 4,047Feb 20, 2026 to Mar 31, 2026
- Insurance-licensed employees · 456 to 15Feb 20, 2026 to Mar 31, 2026
- Financial planning clients · 26-50 to 11-25Feb 20, 2026 to Mar 31, 2026
- State-registered IARs · 3,244 to 3,608Feb 20, 2026 to Mar 31, 2026
- Other offices · 1,197 to 1,338Feb 20, 2026 to Mar 31, 2026
- Discretionary RAUM · $149B to $192BFeb 20, 2026 to Mar 31, 2026
- HNW RAUM · $139B to $183BFeb 20, 2026 to Mar 31, 2026
- Individual RAUM · $43B to $51BFeb 20, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $49B to $61BFeb 20, 2026 to Mar 31, 2026
- Pension RAUM · $3.2B to $3.4BFeb 20, 2026 to Mar 31, 2026
- RAUM · $197B to $252BFeb 20, 2026 to Mar 31, 2026
- Wrap assets (sponsor) · $49B to $61BFeb 20, 2026 to Mar 31, 2026
- Financial planning clients · 26-50 to 26-50Jun 9, 2025 to Jul 7, 2025
- Accounts · 346,499 to 401,726Mar 5, 2025 to Apr 17, 2025
- Advisory employees · 1,978 to 2,274Mar 5, 2025 to Apr 17, 2025
- BD registered reps · 3,227 to 3,658Mar 5, 2025 to Apr 17, 2025
- Charity clients · 1,709 to 2,022Mar 5, 2025 to Apr 17, 2025
- Corporate clients · 2,906 to 3,226Mar 5, 2025 to Apr 17, 2025
- HNW clients · 159,637 to 192,216Mar 5, 2025 to Apr 17, 2025
- Individual clients · 178,378 to 200,234Mar 5, 2025 to Apr 17, 2025
- Pension plan clients · 3,704 to 3,995Mar 5, 2025 to Apr 17, 2025
- Assets in custody · $154B to $197BMar 5, 2025 to Apr 17, 2025
- Employees · 3,227 to 3,658Mar 5, 2025 to Apr 17, 2025
- Insurance-licensed employees · 363 to 456Mar 5, 2025 to Apr 17, 2025
- State-registered IARs · 2,898 to 3,244Mar 5, 2025 to Apr 17, 2025
- Other offices · 866 to 1,197Mar 5, 2025 to Apr 17, 2025
- Discretionary RAUM · $115B to $149BMar 5, 2025 to Apr 17, 2025
- HNW RAUM · $106B to $139BMar 5, 2025 to Apr 17, 2025
- Individual RAUM · $36B to $43BMar 5, 2025 to Apr 17, 2025
Signals
60 dated events
- A••••• R•••••• H•••• registered as an investment adviser representative at W•••• F•••• A•••••••Sep 18, 2026 · a•••••• registered · fact
- Ann Kaplan registered as an investment adviser representative at W•••• F•••• A•••••••Sep 18, 2026 · a•••••• registered · fact
- B•••• R•••••• registered as an investment adviser representative at W•••• F•••• A•••••••Sep 18, 2026 · a•••••• registered · fact
- Christine Marie Proctor added a FL registration at W•••• F•••• A•••••••Sep 18, 2026 · a•••••• state registration added · fact
- Louis J Bouchard added a TX registration at W•••• F•••• A•••••••Sep 18, 2026 · a•••••• state registration added · fact
- Brett Louis Bouchard added a TX registration at W•••• F•••• A•••••••Sep 18, 2026 · a•••••• state registration added · fact
- Yevett Tonja Louise Maraman added a FL registration at W•••• F•••• A•••••••Sep 18, 2026 · a•••••• state registration added · fact
- W•••••• Thomas Lai added a TX registration at W•••• F•••• A•••••••Sep 17, 2026 · a•••••• state registration added · fact
- Domenica Mendoza Bueno registered as an investment adviser representative at W•••• F•••• A•••••••Sep 15, 2026 · a•••••• registered · fact
- B••••••• Diamond registered as an investment adviser representative at W•••• F•••• A•••••••Sep 15, 2026 · a•••••• registered · fact
- Shemar Clarke registered as an investment adviser representative at W•••• F•••• A•••••••Sep 14, 2026 · a•••••• registered · fact
- Christine Marie Proctor added a TX registration at W•••• F•••• A•••••••Sep 14, 2026 · a•••••• state registration added · fact
- Yevett Tonja Louise Maraman added a TX registration at W•••• F•••• A•••••••Sep 8, 2026 · a•••••• state registration added · fact
- A•••• C• W•••••• left W•••• F•••• A••••••• for B••••••• F• E•••••• • C••••••• I••••••••• (registered 2026-08-25)Sep 7, 2026 · a•••••• firm change · fact
- K••••• A•••• P••••• left W•••• F•••• A••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-09-14)Sep 3, 2026 · a•••••• firm change · fact
- 2 advisors left J••• M••••• S••••••••• L•• (East Meadow, NY) for W•••• F•••• A••••••• on the same daySep 2, 2026 · Team lift-out · derived
- B•••• M••• S•••••••• left W•••• F•••• A••••••• for B••• C••• F•••••••• A•••••••• L•• (registered 2026-08-17)Aug 31, 2026 · a•••••• firm change · fact
- 4 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Fresno, CA) for W•••• F•••• A••••••• a day apartAug 25, 2026 · Team lift-out · derived
- D•••• V•• M•••• V• left W•••• F•••• A••••••• for N•••••••• I••••••••• A••••••• L•• (registered 2026-09-01)Aug 24, 2026 · a•••••• firm change · fact
- M••••• S••••••• left W•••• F•••• A••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-08-20)Aug 20, 2026 · a•••••• firm change · fact
- R•••• G••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2026-08-21)Aug 18, 2026 · a•••••• firm change · fact
- J••• C••••••••• P••••• left W•••• F•••• A••••••• for P••••••• F•••••••• S•••••••• I••• (registered 2026-08-07)Aug 17, 2026 · a•••••• firm change · fact
- P•••••• T••••• E••••••• left W•••• F•••• A••••••• for E•••••••• A•••••••• L•• (registered 2026-08-14)Aug 7, 2026 · a•••••• firm change · fact
- B•••••• R••• M••••••••• left W•••• F•••• A••••••• for C••• L•• (registered 2026-07-27)Aug 5, 2026 · a•••••• firm change · fact
- A•••• O•••• left W•••• F•••• A••••••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2026-09-04)Aug 5, 2026 · a•••••• firm change · fact
- K•••••• L•••••• left W•••• F•••• A••••••• for C••• L•• (registered 2026-07-28)Aug 5, 2026 · a•••••• firm change · fact
- J•••••• M•••• M••••••• left W•••• F•••• A••••••• for C••• L•• (registered 2026-07-27)Aug 5, 2026 · a•••••• firm change · fact
- M•••••• M••••••• left W•••• F•••• A••••••• for C••• L•• (registered 2026-07-27)Aug 5, 2026 · a•••••• firm change · fact
- N•••• S• A•••• left W•••• F•••• A••••••• for C••• L•• (registered 2026-07-27)Aug 5, 2026 · a•••••• firm change · fact
- S•••••• L••••••• left W•••• F•••• A••••••• for C••• L•• (registered 2026-07-27)Aug 5, 2026 · a•••••• firm change · fact
Across DFX
shared identifiers only, never a name match
- W•••• F•••• A••••••• F•••••••• N••••••• L•• · Independent Sponsorsshared crd · intermediary
- W•••• F•••• A••••••• F•••••••• N••••••• L•• · Private Equityshared crd · intermediary
- W•••• F•••• A••••••• F•••••••• N••••••• L•• · Venture Capitalshared crd · org
How to reach
public business contact points only, each with its source
- Website
- STORIES.WF.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 314-875-3000reportedpublic record, Form ADV, Sep 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wirehousederiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $61.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
W•••• F•••• A••••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…