DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M••• L••••••• B••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
21 y
since Sep 9, 2005
In the industry
34 y
since Dec 10, 1991 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Sep 9, 2005 · Peoria, Il
- O•••• F•• I••• formerNov 6, 1998 to Sep 13, 2005 · Peoria, Il
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to C••••••••• F•••••••• N••••••left Sep 13, 2005, registered Sep 9, 2005 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address