DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
A•••••• M•••• H•••••••••
Feed of 09/14/2026
Also filed as A•••••• M•••• Z••••••••
At current firm
21 y
since Jul 11, 2005
In the industry
40 y
since Aug 28, 1986 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
32
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Jul 11, 2005 · Crystal Lake, Il
- M•• F•••••••• S•••••••• I••• formerJan 27, 2004 to Jul 5, 2005 · Downers Grove, Il
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to P••• A••••• S••••••••• L••left Jul 5, 2005, registered Jul 11, 2005 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address