DFX Intelligence
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Feed of 09/14/2026
Also filed as M••• E• P••••••••• E•••••••• P••••••••• E•••••••• P••••••••• P•••••••
At current firm
3 y
since Nov 18, 2022
In the industry
23 y
since Mar 20, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Nov 18, 2022 · Cleveland, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 7, 2009 to Nov 21, 2022 · Pepper Pike, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 7, 2005 to Jun 4, 2009 · Chagrin Falls, Oh
- U•• F•••••••• S••••••• I••• wirehouseApr 23, 2003 to Jan 28, 2005 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Nov 21, 2022, registered Nov 18, 2022 (-3 days) · Wirehouse to wirehouse · moved with a team
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 4, 2009, registered Jul 7, 2009 (33 days) · Other
- U•• F•••••••• S••••••• I••• to C•••••••• G••••• M•••••• I•••left Jan 28, 2005, registered Jan 7, 2005 (-21 days) · Other
Signals
- ••• LockedNov 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address