DFX Intelligence
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Registered advisor
K••••••• H••• F••••••
Feed of 09/15/2026
Also filed as K••••••• M••••••• H••••••• H••••••••• M• H••••••••• H••• F••••••••• F••••••
At current firm
17 y
since Feb 2, 2009
In the industry
31 y
since May 19, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Feb 2, 2009 · Akron, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2006 to Feb 17, 2009 · Akron, Oh
- L••• M•••• W••• W•••••• I••••••••• unclassifiedOct 2, 2002 to Feb 21, 2006 · Akron, Oh
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to R••••• W• B•••• • C•• I•••••••••left Feb 17, 2009, registered Feb 2, 2009 (-15 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address