DFX Intelligence
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Registered advisor
M••• K•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
7 y
since Dec 5, 2018
In the industry
40 y
since Aug 1, 1986 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- H•••••••• A•••••••• L•• BD affiliated currentsince Dec 5, 2018 · Chicago, Il
- U•• F•••••••• S••••••• I••• wirehouseAug 30, 1994 to Apr 1, 2013 · Melville, Ny
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to H•••••••• A•••••••• L••left Apr 1, 2013, registered Dec 5, 2018 (2074 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address