DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Hightower Advisors, LLC

Broker-dealer affiliated wealth managerChicago, IllinoisCRD 145323SEC 801-69625websiteIAPD
Latest filing Sep 3, 2026
First filing on the tape Mar 30, 2012 · 219 filings
SEC status approved since Oct 3, 2008
RAUM
$199B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
90%
$179B individuals and HNW
Advisors
1,043
registered through the firm on IAPD
RAUM per advisor
$190M
derived; firm RAUM over IAPD count
Employees
1,983
953 advisory (5.B.1)
Offices
132
beyond the principal office
Private funds
0
reported on Schedule D
History
219 filings and snapshots on the tape
RAUM$199B as of Aug 19, 2026
Mar 30, 2012$8.7B then
HNW client RAUM$157B as of Aug 19, 2026
Mar 31, 2018$17B then
State-registered IARs (5.B.3)1,011 as of Aug 19, 2026
Apr 1, 2013149 then
Employees (5.A)1,983 as of Aug 19, 2026
Apr 1, 2013256 then
Private funds1 as of Aug 19, 2026
Mar 31, 20193 then
RAUM +52% over the last fiscal year+24% a year over threeIARs 893 to 1,011offices 100 to 132
Practice profile
derived from the filing of Sep 3, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
  • Consolidator · three or more firms absorbed (half or more of their registered advisors moved to this adviser within 14 days) in 24 months
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$190MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
60derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$5.4MderivedHNW RAUM over HNW clients
Average account
$901,713derivedRAUM over accounts (5.F.2.f)
Discretionary
96%derivedof RAUM
Institutional
1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.9derivedItem 5.A over advisors
Advisors per office
7.9derived133 offices incl. principal (1.F.5)
RAUM growth, one year
+52%derivedbetween the last two annual amendments
Advisor growth, one year
+13%derivedItem 5.B.3 between annual amendments
Client growth, one year
+23%derived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, otherreportedItem 5.G
Financial planning clients
24,000reportedItem 5.H
Wrap fee program
$50BreportedItem 5.I
Custody
$1.2B, 645 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months
4derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$157B79%
  • Individuals$21B11%
  • Corporations and businesses$16B8.0%
  • Charitable organizations$2.8B1.4%
  • Pension and profit-sharing plans$796M0.4%
  • Pooled investment vehicles$181M0.1%
  • Insurance companies$42.4M0.0%
  • State and municipal entities$36.0M0.0%
  • Banks and thrifts$20.1M0.0%
Individual clients
33,630reported
HNW clients
29,177reported
Pension plan clients
221reported
Charitable clients
357reported
Accounts
220,222reported
Financial planning clients
24,000reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$1.2B for 645 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.9 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=598.0derived
Advisors registered through the firm
1,044 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Steven Richard BillimackChicago, IlOct 24, 200829 y2
Peter Todd LyonChicago, Il Dec 1, 200843 y2
Timothy Martin ScannellValparaiso, In Dec 23, 200834 y1
David Edgar WisehauptChicago, Il Jun 30, 200943 y1
Stella BrayChicago, Il Oct 21, 200931 y1
Matthias Paul KuhlmeyNew York City, Ny Jan 6, 201021 y0
Michael Antoni DeneviHalf Moon Bay, Ca Sep 27, 201022 y2
Thomas Joseph McguirkHalf Moon Bay, Ca Sep 28, 201027 y3
Peter Eric LangRye, Ny Sep 30, 201034 y0
Michael Eugene DeggelmanWoodside, Ca Oct 26, 201042 y1
Chris F ParkerChicago, Il Oct 27, 201024 y1
Francis E MurphyChicago, Il Jan 13, 201119 y0
Grey M TerryCertified Financial PlannerChicago, Il Feb 18, 201123 y2
Michael SimmonsNew Gloucester, Me Feb 18, 201130 y1
Mark W MastersonNaples, Fl May 2, 201130 y1
David Anaclethe EmmaNaples, Fl May 6, 201124 y1
Mark David LofgrenNaples, Fl May 6, 201134 y1
Jeffrey Scott GrinspoonChicago, Il Jul 8, 201128 y3
Suzanne Winona BerringerChicago, Il Jul 8, 201129 y5
John Miller VerfurthChicago, Il Jul 8, 201130 y3
Richard William Weeks IVDelray Beach, Fl Jul 8, 201132 y3
Ashley Anne GalvinMclean, Va Jul 8, 201116 y1
Michelle Kuzma KempfChicago, Il Jul 8, 201120 y3
Jeffrey Elliott LeventhalChicago, Il Sep 21, 201132 y2
Donald William StellinTraverse City, MiNov 21, 201125 y3
Kenneth Benjamin HoffmanNew York City, Ny Mar 13, 201244 y1
Steven Blair FeitChicago, Il Mar 28, 201243 y1
Drew Bennett NordlichtChicago, Il Jul 3, 201236 y2
Mingdong TanDeerfield, IlJul 13, 201219 y3
Edward Fitzsimmons BowenHobe Sound, Fl Aug 17, 201222 y2
Brian T DilligChicago, IlAug 17, 201219 y2
Matthew John DilligChicago, IlAug 20, 201227 y2
Sheila Erin DelutriHenderson, Nv Aug 31, 201243 y1
Michael Everett Pe QueenHenderson, Nv Aug 31, 201240 y1
Danna Lyn JarvisChicago, Il Oct 1, 201218 y2
Barnaby Jason LevinWoodside, Ca Jan 7, 201337 y2
Stephen R RosenChicago, Il Jan 11, 201331 y3
Francis Xavier MasseChicago, Il Feb 15, 201327 y1
Gregory Charles SarianChicago, Il Feb 15, 201334 y1
Perry Arthur NeumanAlpharetta, Ga Jun 25, 201325 y3
All 1,044 advisors at Hightower Advisors, LLC
Advisor movement
56 left, 94 joined in 12 months
net +38 in 12 months17 left in 90 days9 joined in 90 daysdeparture rate 5.4% of current headcount143 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
5 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Tbg Alternative Income Solutions LPOther Private Fund$182M131Mar 31, 2021
Fischer Global Opportunity Fund, L.P.no longer reportedHedge Fund$23.4M24Mar 30, 2012
Fglo Capital, L.P.no longer reportedHedge Fund$17.0M16Nov 18, 2015
Teton Natural Resource Fund III, L.P.no longer reportedOther Private Fund$1.4M3Feb 13, 2014
Fischer Enterprise Fund, L.P.no longer reportedHedge Fund$57,60822Mar 30, 2012
Owners and control persons
Schedule A and B, latest filing
  • Singh Gurinder Ahluwalia · Presidentcontrol
    since 04/2024 · owns less than 5%
  • Jeremy Daniel Berg · Chief Financial Officercontrol
    since 04/2024 · owns less than 5%
  • Michael Bernardo · Chief Compliance Officercontrol
    since 07/2026 · owns less than 5%
  • Joseph Douglas Besso · Chief Technology Officercontrol
    since 01/2015 · owns less than 5%
  • Thomas John Boyle · Managing Director, Operationscontrol
    since 10/2021 · owns less than 5%
  • Anthony Barry Coviello · National Director Of Field Supervisioncontrol
    since 07/2013 · owns less than 5%
  • John Michael Dibiasio · Chief Operating Officercontrol
    since 02/2024 · owns less than 5%
  • James Patrick Dunne · Chief Operating Officer Compliancecontrol
    since 02/2026 · owns less than 5%
  • Marie Claire Gorman · Chief Compliance Officercontrol
    since 01/2022 · owns less than 5%
  • Roland Scott Hadley · Chief Advisory Officercontrol
    since 07/2025 · owns less than 5%
  • Scot Gregory Kees · Chief Administrative & Legal Officercontrol
    since 02/2020 · owns less than 5%
  • Barrett Lopez · General Counsel, Corporate And M&Acontrol
    since 01/2025 · owns less than 5%
  • David Robert Oros · Chief Executive Officercontrol
    since 01/2019 · owns less than 5%
  • Joseph Lawrence Restieri · Chief Executive Officercontrol
    since 06/2025 · owns less than 5%
  • Nolan Jared Schwartz · Chief Risk Officercontrol
    since 01/2018 · owns less than 5%
Entity owners
  • Hightower Holding, LLC · Holding Company
    direct · owns 75% or more
  • Hightower Intermediate, LLC · Member
    indirect · owns 75% or more of Hightower Holding, LLC
  • Ht Holding, LLC · Member
    indirect · owns 75% or more of Hightower Intermediate, LLC
  • Pes Hudson Onshore Holdings LLC · Limited Partner
    indirect · owns 25% to 50% of Thl Ht Spv, L.P.
  • Thl Equity Fund Vii Investors (Ht) Blocker, LLC · Member
    indirect · owns 50% to 75% of Thl Equity Fund Vii Investors (Ht), LLC
  • Thl Equity Fund Vii Investors (Ht), LLC · Member
    indirect · owns 75% or more of Ht Holding, LLC
  • Thl Holdco, LLC · Managing Member
    indirect · owns F of Thomas H. Lee Advisors, LLC
  • Thl Ht Advisors, LLC · General Partner
    indirect · owns F of Thl Ht Parallel Spv, L.P.
  • Thl Ht Advisors, LLC · General Partner
    indirect · owns F of Thl Ht Spv, L.P.
  • Thl Ht Parallel Spv, L.P. · Member
    indirect · owns 75% or more of Thl Equity Fund Vii Investors (Ht) Blocker, LLC
  • Thl Ht Spv, L.P. · Member
    indirect · owns 50% to 75% of Thl Equity Fund Vii Investors (Ht), LLC
  • Thomas H. Lee Advisors, LLC · General Partner
    indirect · owns F of Thomas H. Lee Partners, L.P.
  • Thomas H. Lee Partners, L.P. · Member
    indirect · owns 75% or more of Thl Ht Advisors, LLC
  • Vintage Viii Ab LLC · Member
    indirect · owns 25% to 50% of Pes Hudson Onshore Holdings LLC
Related persons
Schedule D 7.A
Advisers that list Hightower Advisors, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Chicago, Il · principal975162311
New York, Ny7290
Dallas, Tx6190
Los Angeles, Ca3421
Houston, Tx3230
Purchase, Ny2910
New York City, Ny2800
Wichita, Ks2430
Lexington, Ma2200
Bellevue, Wa2121
Cleveland, Oh2040
Newport Beach, Ca20100
San Diego, Ca1950
Orlando, Fl1841
Huntsville, Al1881
Mission Woods, Ks1761
Austin, Tx1520
Portsmouth, Nh1500
Boca Raton, Fl1440
Marlton, Nj1400
All 60 offices
Post-acquisition retention
advisors of absorbed firms still registered here after the move
Firms absorbed
42 since 2015, 4 in 24 monthsderived
Advisors acquired
334derived
Still registered after 90 days
87% of 334derived
After 180 days
85% of 334derived
After 365 days
85% of 334derived
After 730 days
82% of 304derived
Team lift-outs after
150derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices
Schedule D 1.F, the 25 largest
  • New York, NY73 employees
  • New York, NY50 employees
  • Houston, TX45 employees
  • Dallas, TX40 employees
  • Cleveland, OH33 employees
  • Chicago, IL33 employees
  • San Diego, CA30 employees
  • Los Angeles, CA30 employees
  • Wichita, KS23 employees
  • Bloomfield Hills, MI22 employees
  • Los Angeles, CA20 employees
  • Lexington, MA19 employees
  • Oak Brook, IL16 employees
  • Newport Beach, CA16 employees
  • Purchase, NY15 employees
  • Greensboro, NC15 employees
  • Bellevue, WA15 employees
  • Westport, CT15 employees
  • Waltham, MA14 employees
  • Colorado Springs, CO14 employees
  • Cincinnati, OH13 employees
  • Washington, DC13 employees
  • Deerfield, IL13 employees
  • Austin, TX12 employees
  • Watertown, NY12 employees
ADV anomalies
12 against comparable advisers; where to look, not conclusions
  • control person changedChange between filings · filing Sep 3, 2026
    Dunne, Patrick, James (CHIEF OPERATING OFFICER COMPLIANCE) appeared on Schedule A between the filings of 2024-08-21 and 2026-09-03
    peers: affiliated wealth managers, $20B and over (50)
  • control person changedChange between filings · filing Sep 3, 2026
    Bernardo, Michael (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-08-21 and 2026-09-03
    peers: affiliated wealth managers, $20B and over (50)
  • control person changedChange between filings · filing Sep 3, 2026
    RESTIERI, LAWRENCE, JOSEPH (CHIEF EXECUTIVE OFFICER) appeared on Schedule A between the filings of 2024-08-21 and 2026-09-03
    peers: affiliated wealth managers, $20B and over (50)
  • control person changedChange between filings · filing Sep 3, 2026
    HADLEY, SCOTT, ROLAND (CHIEF ADVISORY OFFICER) appeared on Schedule A between the filings of 2024-08-21 and 2026-09-03
    peers: affiliated wealth managers, $20B and over (50)
  • control person changedChange between filings · filing Sep 3, 2026
    LOPEZ, BARRETT (GENERAL COUNSEL, CORPORATE AND M&A) appeared on Schedule A between the filings of 2024-08-21 and 2026-09-03
    peers: affiliated wealth managers, $20B and over (50)
  • control person changedChange between filings · filing Sep 3, 2026
    BOYLE, JOHN, THOMAS (MANAGING DIRECTOR, OPERATIONS) left Schedule A between the filings of 2024-08-21 and 2026-09-03
    peers: affiliated wealth managers, $20B and over (50)
  • control person changedChange between filings · filing Sep 3, 2026
    Oros, Robert, David (CHIEF EXECUTIVE OFFICER) left Schedule A between the filings of 2024-08-21 and 2026-09-03
    peers: affiliated wealth managers, $20B and over (50)
  • control person changedChange between filings · filing Sep 3, 2026
    AHLUWALIA, GURINDER, SINGH (PRESIDENT) left Schedule A between the filings of 2024-08-21 and 2026-09-03
    peers: affiliated wealth managers, $20B and over (50)
  • control person changedChange between filings · filing Sep 3, 2026
    DIBIASIO, MICHAEL, JOHN (CHIEF OPERATING OFFICER) left Schedule A between the filings of 2024-08-21 and 2026-09-03
    peers: affiliated wealth managers, $20B and over (50)
  • control person changedChange between filings · filing Sep 3, 2026
    Gorman, Claire, Marie (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-08-21 and 2026-09-03
    peers: affiliated wealth managers, $20B and over (50)
  • control person changedChange between filings · filing Sep 3, 2026
    Kees, Gregory, Scot (CHIEF ADMINISTRATIVE & LEGAL OFFICER) left Schedule A between the filings of 2024-08-21 and 2026-09-03
    peers: affiliated wealth managers, $20B and over (50)
  • RAUM up 50 %Change between filings · filing Apr 30, 2026
    RAUM (Item 5.F) moved from $130,239,337,374 to $198,577,009,283 (+52.0%) between the annual amendments of 2025-01-30 and 2026-04-30; the peer median change was +20.0% (50 comparable advisers, 92.0th percentile of changes)
    peers: affiliated wealth managers, $20B and over (50) · 92% percentile
How anomalies are measured
What changed
consecutive filings, newest first
  • Financial planning clients · More than 500 to More than 500
    Aug 19, 2026 to Sep 3, 2026
  • Private funds · 1 to unset
    Aug 19, 2026 to Sep 3, 2026
  • Succession · false to unset
    Aug 19, 2026 to Sep 3, 2026
  • Accounts · 194,461 to 220,222
    Feb 12, 2026 to Mar 31, 2026
  • Advisory employees · 889 to 953
    Feb 12, 2026 to Mar 31, 2026
  • BD registered reps · 1,138 to 598
    Feb 12, 2026 to Mar 31, 2026
  • Charity clients · 300 to 357
    Feb 12, 2026 to Mar 31, 2026
  • Corporate clients · 537 to 640
    Feb 12, 2026 to Mar 31, 2026
  • HNW clients · 25,503 to 29,177
    Feb 12, 2026 to Mar 31, 2026
  • Individual clients · 29,909 to 33,630
    Feb 12, 2026 to Mar 31, 2026
  • Pension plan clients · 159 to 221
    Feb 12, 2026 to Mar 31, 2026
  • Commission compensation · true to false
    Feb 12, 2026 to Mar 31, 2026
  • Assets in custody · $1.1B to $1.2B
    Feb 12, 2026 to Mar 31, 2026
  • Employees · 1,837 to 1,983
    Feb 12, 2026 to Mar 31, 2026
  • State-registered IARs · 944 to 1,011
    Feb 12, 2026 to Mar 31, 2026
  • Discretionary RAUM · $158B to $190B
    Feb 12, 2026 to Mar 31, 2026
  • HNW RAUM · $128B to $157B
    Feb 12, 2026 to Mar 31, 2026
  • Individual RAUM · $17B to $21B
    Feb 12, 2026 to Mar 31, 2026
  • Non-discretionary RAUM · $6.9B to $8.2B
    Feb 12, 2026 to Mar 31, 2026
  • Pension RAUM · $685M to $796M
    Feb 12, 2026 to Mar 31, 2026
  • Pooled vehicle RAUM · $152M to $181M
    Feb 12, 2026 to Mar 31, 2026
  • RAUM · $165B to $199B
    Feb 12, 2026 to Mar 31, 2026
  • Financial planning clients · More than 500 to More than 500
    May 27, 2025 to Jul 1, 2025
  • Accounts · 178,256 to 194,461
    Jan 30, 2025 to May 1, 2025
  • Advisory employees · 792 to 889
    Jan 30, 2025 to May 1, 2025
  • Advisory activities · 6 to 7
    Jan 30, 2025 to May 1, 2025
  • BD registered reps · 557 to 1,138
    Jan 30, 2025 to May 1, 2025
  • Charity clients · 275 to 300
    Jan 30, 2025 to May 1, 2025
  • Corporate clients · 462 to 537
    Jan 30, 2025 to May 1, 2025
  • HNW clients · 23,685 to 25,503
    Jan 30, 2025 to May 1, 2025
  • Individual clients · 27,578 to 29,909
    Jan 30, 2025 to May 1, 2025
  • Pension plan clients · 201 to 159
    Jan 30, 2025 to May 1, 2025
  • Pooled vehicle clients · unset to 1.0
    Jan 30, 2025 to May 1, 2025
  • Assets in custody · $981M to $1.1B
    Jan 30, 2025 to May 1, 2025
  • Employees · 1,816 to 1,837
    Jan 30, 2025 to May 1, 2025
  • State-registered IARs · 893 to 944
    Jan 30, 2025 to May 1, 2025
  • Other offices · 100 to 132
    Jan 30, 2025 to May 1, 2025
  • Discretionary RAUM · $123B to $158B
    Jan 30, 2025 to May 1, 2025
  • HNW RAUM · $110B to $128B
    Jan 30, 2025 to May 1, 2025
  • Individual RAUM · $13B to $17B
    Jan 30, 2025 to May 1, 2025
Signals
60 dated events
  • Ryan Primrose registered as an investment adviser representative at Hightower Advisors, Llc
    Sep 15, 2026 · Advisor registered · fact
  • Mark Roberto Leander registered as an investment adviser representative at Hightower Advisors, Llc
    Sep 15, 2026 · Advisor registered · fact
  • Vayahn Onuselogu added a AZ registration at Hightower Advisors, Llc
    Sep 14, 2026 · New state registration · fact
  • Thomas Yao left Hightower Advisors, Llc for Moneco Advisors (registered 2026-08-11)
    Aug 6, 2026 · Advisor changed firm · fact
  • Beth M Korth left Hightower Advisors, Llc for Sequoia Financial Group, L.L.C. (registered 2026-09-03)
    Aug 4, 2026 · Advisor changed firm · fact
  • Tam Phuong Diep left Hightower Advisors, Llc for Focus Partners Wealth, Llc (registered 2026-08-19)
    Jul 22, 2026 · Advisor changed firm · fact
  • Kathryn Mcgough left Hightower Advisors, Llc for Kestra Private Wealth Services, Llc (registered 2026-07-06)
    Jul 9, 2026 · Advisor changed firm · fact
  • Kelly Wiley left Hightower Advisors, Llc for Kestra Private Wealth Services, Llc (registered 2026-07-06)
    Jul 9, 2026 · Advisor changed firm · fact
  • 2 advisors left Hightower Advisors, LLC (Chicago, IL) for Kestra Private Wealth Services, LLC on the same day
    Jul 9, 2026 · Team lift-out · derived
  • Natalie Munn left Hightower Advisors, Llc for Lancaster (registered 2026-07-13)
    Jul 8, 2026 · Advisor changed firm · fact
  • Britina Clarke left Hightower Advisors, Llc for Bankers Life Advisory Services, Inc. (registered 2026-09-02)
    Jul 7, 2026 · Advisor changed firm · fact
  • Benjamin Edward Beech Audley left Hightower Advisors, Llc for Integrated Wealth Concepts Llc (registered 2026-07-06)
    Jul 6, 2026 · Advisor changed firm · fact
  • Caroline Mulcahy Shoener left Hightower Advisors, Llc for Integrated Wealth Concepts Llc (registered 2026-07-06)
    Jul 6, 2026 · Advisor changed firm · fact
  • Mary Elizabeth Mclean left Hightower Advisors, Llc for Integrated Wealth Concepts Llc (registered 2026-07-06)
    Jul 6, 2026 · Advisor changed firm · fact
  • Todd Joseph Matia left Hightower Advisors, Llc for Northwest Asset Management (registered 2026-06-25)
    Jul 6, 2026 · Advisor changed firm · fact
  • Brady Wayne Peat left Hightower Advisors, Llc for Integrated Wealth Concepts Llc (registered 2026-07-06)
    Jul 6, 2026 · Advisor changed firm · fact
  • Gregory Ronald Bogdan left Hightower Advisors, Llc for Integrated Wealth Concepts Llc (registered 2026-07-06)
    Jul 6, 2026 · Advisor changed firm · fact
  • Samuel Albert Awad left Hightower Advisors, Llc for Integrated Wealth Concepts Llc (registered 2026-07-06)
    Jul 6, 2026 · Advisor changed firm · fact
  • 6 advisors left Hightower Advisors, LLC (Chicago, IL) for Integrated Wealth Concepts LLC on the same day
    Jul 6, 2026 · Team lift-out · derived
  • Luke Durivage left Hightower Advisors, Llc for Mml Investors Services, Llc (registered 2026-08-21)
    Jun 24, 2026 · Advisor changed firm · fact
  • Patrick Strollo left Hightower Advisors, Llc for Tolleson Private Wealth Management (registered 2026-07-16)
    Jun 24, 2026 · Advisor changed firm · fact
  • Beau Rezek left Hightower Advisors, Llc for Wealthspire Advisors (registered 2026-09-09)
    Jun 15, 2026 · Advisor changed firm · fact
  • Nicholas Shute left Hightower Advisors, Llc for Morgan Stanley (registered 2026-06-23)
    Jun 8, 2026 · Advisor changed firm · fact
  • Andrew Garcia left Hightower Advisors, Llc for Wealth Enhancement Advisory Services, Llc (registered 2026-08-24)
    Jun 3, 2026 · Advisor changed firm · fact
  • Gloria Stepha Garcia Cisneros left Hightower Advisors, Llc for Great Waters Financial (registered 2026-06-23)
    Jun 1, 2026 · Advisor changed firm · fact
  • Jennifer Small left Hightower Advisors, Llc for Raymond James & Associates, Inc. (registered 2026-07-15)
    May 20, 2026 · Advisor changed firm · fact
  • Belinda Boden left Hightower Advisors, Llc for Morgan Stanley (registered 2026-06-10)
    May 20, 2026 · Advisor changed firm · fact
  • Keren Elizabeth James left Hightower Advisors, Llc for Lpl Financial Llc (registered 2026-05-08)
    May 8, 2026 · Advisor changed firm · fact
  • David Rafael Garcia left Hightower Advisors, Llc for Creative Planning (registered 2026-04-30)
    Apr 28, 2026 · Advisor changed firm · fact
  • Austin Grant Sweet left Hightower Advisors, Llc for Mission Wealth Management, Lp (registered 2026-04-13)
    Apr 9, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/hightower_2reportedpublic record, Form ADV, Sep 17, 2026
Website
theottogroupathightower.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
312-962-3800reportedpublic record, Form ADV, Sep 3, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$190Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026