DFX Intelligence
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Registered advisor
R•• D••••• M•••••••
Feed of 09/14/2026
Also filed as R••• M••••••••• D••••• M••••••••• M•••••••
At current firm
16 y
since Apr 1, 2010
In the industry
30 y
since Sep 28, 1995 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 1, 2010 · Memphis, Tn
- R•••••• J•••• • A••••••••• I••• national BDJun 30, 2006 to Apr 6, 2010 · Memphis, Tn
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••left Apr 6, 2010, registered Apr 1, 2010 (-5 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address