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Registered advisor
G••••• D•••• H••••••
Feed of 09/14/2026
Also filed as G••••• D•••• H••••••••• H••••••
At current firm
7 y
since Jan 25, 2019
In the industry
29 y
since May 2, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jan 25, 2019 · Walnut Creek, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 30, 2007 to Jan 30, 2019 · San Francisco, Ca
- W•••• H••• C•••••• M••••••••• unclassifiedJan 31, 2000 to Dec 11, 2006 · Lafayette, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jan 30, 2019, registered Jan 25, 2019 (-5 days) · Wirehouse to wirehouse · moved with a team
- W•••• H••• C•••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 11, 2006, registered Jul 30, 2007 (231 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address