DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
V••••• E•••••• P•••••
Feed of 09/15/2026
Also filed as V••••• E••••• P••••••••• E••••• P•••••
At current firm
4 y
since Nov 29, 2021
In the industry
39 y
since Oct 2, 1986 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Nov 29, 2021 · Tinton Falls, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 4, 2021 to Dec 9, 2021 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to R••••••••• C•••••• M•••••••••left Dec 9, 2021, registered Nov 29, 2021 (-10 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address