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Registered advisor
P•••••• R•••••• M• N•••••
Feed of 09/14/2026
Also filed as P•• M••••••••• R•••••• M••••••••• R•••••• M• N•••••
At current firm
5 y
since Oct 23, 2020
In the industry
39 y
since Mar 26, 1987 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Oct 23, 2020 · Marco Island, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 7, 2001 to Oct 26, 2020 · Florham Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Oct 26, 2020, registered Oct 23, 2020 (-3 days) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address