DFX Intelligence
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Registered advisor
H••••• H••• E••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as H••••• C•••••••• H•••
At current firm
16 y
since Jun 15, 2010
In the industry
39 y
since Jun 22, 1987 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Jun 15, 2010 · Hanover, Pa
- C••••• A•••••• N••••••• L•• formerJul 24, 2009 to Nov 6, 2009 · Sewickley, Pa
Moves
a registration end followed by a registration begin elsewhere
- C••••• A•••••• N••••••• L•• to C••••••••• F•••••••• N••••••left Nov 6, 2009, registered Jun 15, 2010 (221 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address