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Registered advisor
J•••••• L• P••••••••
Feed of 09/14/2026
Also filed as J••• P••••••••• L••• P••••••••
At current firm
16 y
since Oct 20, 2009
In the industry
36 y
since Jan 19, 1990 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
12
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Oct 20, 2009 · Lake Oswego, Or
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJan 31, 2003 to Sep 3, 2009 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to P••• A••••• S••••••••• L••left Sep 3, 2009, registered Oct 20, 2009 (47 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address