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M•••••• R••••••

Registered advisorat U•• F•••••••• S••••••• I•••Dual registrant· West Palm Beach, Fl IAPD 1595803
At current firm
17 y
since Nov 21, 2008
In the industry
39 y
Prior registered firms
2
Signals
0
As of · the IAPD feed
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
  • M••••• S•••••• • C•• L•• unclassified
    Apr 2, 2007 to Nov 10, 2008 · Palm Beach, Fl
  • M••••• S•••••• D• I••• unclassified
    Apr 12, 2001 to Apr 2, 2007 · Palm Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
  • M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••
    left Nov 10, 2008, registered Nov 21, 2008 (11 days) · corporate re-registration, not a move
  • M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
    left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Wirehousederived
Years in industry
39derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote