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Registered advisor
K•••••• J••••• R•••••••
Feed of 09/14/2026
Also filed as K•• J••••• R•••••••
At current firm
10 y
since Nov 30, 2015
In the industry
39 y
since Jan 23, 1987 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Nov 30, 2015 · Cincinnati, Oh
- W•••• F•••• A••••••• wirehouseDec 9, 2005 to Nov 27, 2015 · Cincinnati, Oh
- L••• M•••• W••• W•••••• I••••••••• unclassifiedNov 26, 1999 to Jan 3, 2006 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Nov 27, 2015, registered Nov 30, 2015 (3 days) · Wirehouse to wirehouse · moved with a team
- L••• M•••• W••• W•••••• I••••••••• to W•••• F•••• A•••••••left Jan 3, 2006, registered Dec 9, 2005 (-25 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address