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Registered advisor
T••••••• E••••• P•••••
Feed of 09/14/2026
Also filed as T•• P•••••
At current firm
10 y
since Aug 19, 2016
In the industry
38 y
since Mar 15, 1988 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Aug 19, 2016 · Melbourne, Fl
- G••••• A••••• A•••••••• L•• unclassifiedNov 27, 2002 to Oct 3, 2005 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- G••••• A••••• A•••••••• L•• to T••••• A••••••• S•••••••• I•••left Oct 3, 2005, registered Aug 19, 2016 (3973 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address