L••• F••••••• G••••••••

Feed of 09/14/2026

Also filed as L••• J••••• F••••••••• F• G••••••••

At current firm

1 y

since May 16, 2025

In the industry

39 y

since Mar 23, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Jan 10, 2022 · Boston, Ma
S•••••••• A••••••• L•• national BD
Mar 15, 2010 to Jul 13, 2018 · Boston, Ma
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Apr 8, 2008 to Feb 9, 2009 · Boston, Ma
S•••••••• A••••••• L•• national BD
Nov 16, 2005 to Apr 7, 2008 · Boston, Ma
S•••••••• A••••••• L•• national BD
May 13, 2002 to Dec 16, 2004 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jan 10, 2022, registered May 16, 2025 (1222 days) · Affiliated broker-dealer or bank to another
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
B••• O• A•••••• I••••••••• S•••••••• I••• to S•••••••• A••••••• L••
left Feb 9, 2009, registered Mar 15, 2010 (399 days) · Other
S•••••••• A••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Apr 7, 2008, registered Apr 8, 2008 (1 day) · Other

Signals

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address