DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Strategic Advisers LLC

National broker-dealer RIABoston, MassachusettsCRD 104555SEC 801-13243websiteIAPD
Latest filing Mar 30, 2026
First filing on the tape Dec 1, 2011 · 97 filings
SEC status approved since Aug 11, 1977
RAUM
$1370B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
41%
$561B individuals and HNW
Advisors
16,954
registered through the firm on IAPD
RAUM per advisor
$80.8M
derived; firm RAUM over IAPD count
Employees
17,112
17,112 advisory (5.B.1)
Offices
237
beyond the principal office
Private funds
0
reported on Schedule D
History
97 filings and snapshots on the tape
RAUM$1370B as of Mar 30, 2026
Mar 29, 2012$262B then
HNW client RAUM$397B as of Mar 30, 2026
Mar 28, 2018$78B then
State-registered IARs (5.B.3)16,847 as of Mar 30, 2026
Mar 27, 201331 then
Employees (5.A)17,112 as of Mar 30, 2026
Mar 27, 2013206 then
Private funds1 as of Mar 28, 2023
Mar 29, 20122 then
RAUM +28% over the last fiscal year+28% a year over threeIARs 16,051 to 16,847offices 240 to 237
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
  • Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$80.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
141derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$538,958derivedHNW RAUM over HNW clients
Average account
$460,777derivedRAUM over accounts (5.F.2.f)
Discretionary
96%derivedof RAUM
Institutional
16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
71.2derived238 offices incl. principal (1.F.5)
RAUM growth, one year
+28%derivedbetween the last two annual amendments
Advisor growth, one year
+5.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+18%derived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, selection of other advisers, educational seminars, otherreportedItem 5.G
Financial planning clients
936,705reportedItem 5.H
Wrap fee program
$1134BreportedItem 5.I
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • a related person acts as qualified custodian (9.D.2)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$589B43%
  • High-net-worth individuals$397B29%
  • Individuals$165B12%
  • Pension and profit-sharing plans$162B12%
  • Charitable organizations$50B3.6%
  • State and municipal entities$7.3B0.5%
  • Corporations and businesses$646M0.0%
Individual clients
1,654,834reported
HNW clients
736,141reported
Pension plan clients
10,164reported
Charitable clients
12reported
Accounts
2,973,512reported
Financial planning clients
936,705reported
Wrap fee programs
$33B sponsored, $0 managedreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, fixedreported
Class basis
curated national broker-dealer listderived
Advisors registered through the firm
16,969 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Marcus Chiles McgrawBoston, MaOct 31, 200628 y2
Nicholas Edward YooBoston, MaMay 4, 200726 y1
Michelle Barbara MorganBoston, MaAug 5, 201016 y0
Jingying LiChartered Financial AnalystBoston, MaNov 5, 201027 y0
Elizabeth Anne JohnsonBoston, MaNov 23, 201016 y0
Peter Edward DowChartered Financial AnalystBoston, MaJun 2, 201115 y0
Matthew Gregory MitsisBoston, MaOct 24, 201115 y0
Erin Rosemarie OrtmeierGreenwood Village, CoNov 10, 201412 y0
Valeria Alexandra LopezGreenwood Village, CoMar 10, 201514 y1
Mark David HalfhillGreenwood Village, CoJul 30, 201511 y1
Ross Gardner MoscatelliChartered Financial AnalystGreenwood Village, CoJan 8, 201630 y1
Samuel Stuart GrenningCertified Financial PlannerSan Francisco, CaJan 29, 201623 y0
Aimee L. DegiovanniCertified Financial PlannerBoston, MaMar 7, 201620 y2
Oliver J PertuitChartered Financial AnalystGreenwood Village, CoAug 14, 201721 y0
Bryan C ApplequistChartered Financial AnalystGreenwood Village, CoApr 3, 201910 y0
Ying LeChartered Financial AnalystBoston, MaAug 21, 201911 y0
Denzel Washington PaigeGreenwood Village, CoAug 13, 202010 y0
John RafflesChartered Financial AnalystGreenwood Village, CoAug 23, 202116 y0
Emily Ryan DesimoneCertified Financial PlannerMoorpark, CaDec 9, 202121 y4
Joshua R BaileyGreenwood Village, CoJul 7, 202219 y2
Robert Kenneth ShapiroChartered Financial AnalystBoston, MaSep 22, 202234 y0
Matthew Wayne KernsChartered Financial AnalystBoston, MaSep 22, 202220 y2
Karlantoine BalanBoston, MaAug 14, 202312 y0
Benjamin AllenBoston, MaJan 29, 202413 y0
Kristian Oliver KnudtsonChartered Financial AnalystGreenwood Village, CoFeb 1, 202415 y0
Ryann RandallChartered Financial AnalystGreenwood Village, CoFeb 5, 202410 y1
Kevin WinlandChartered Financial AnalystGreenwood Village, CoMay 10, 202413 y0
Adil DiouriChartered Financial AnalystBoston, MaMay 22, 202427 y0
Arvin T ShandizGreenwood Village, CoMay 31, 202412 y1
Alexander DeikoChartered Financial AnalystBoston, MaJun 4, 202412 y0
Daniel YusupBoston, MaJun 10, 202419 y1
Jay Steven SalamoneCertified Financial PlannerWinter Park, Fl Mar 31, 202527 y5
Brian WalkerCertified Financial PlannerDallas, TxMar 31, 202524 y3
Jamar T MillerDallas, TxMar 31, 202527 y4
Peter F. StaubitzLafayette, Co Mar 31, 202527 y3
Justin BremerLeague City, TxMar 31, 202523 y2
Thomas John O'ConnorLakeside Park, KyMar 31, 202526 y9
Chad Edward VidovichAvon, Oh Mar 31, 202526 y2
Stephen JenningsIrvine, Ca Mar 31, 202524 y2
John DavidsonDallas, TxMar 31, 202520 y2
All 16,969 advisors at Strategic Advisers LLC
Advisor movement
716 left, 320 joined in 12 months
net -396 in 12 months138 left in 90 days64 joined in 90 daysdeparture rate 4.2% of current headcount1,124 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
8 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Pandanus Partners, L.P.no longer reportedOther Private Fund$2.6B0Mar 27, 2013
Abel Advisors LLCno longer reportedOther Private Fund$435M0Mar 27, 2013
Leba Capital Limitedno longer reportedOther Private Fund$119M0Mar 27, 2013
Crosby Growth And Income Fund, LLCno longer reportedOther Private Fund$51.4M51Mar 29, 2012
Crosby Institutional Investment Fund LLCno longer reportedOther Private Fund$45.6M9Mar 29, 2012
Anura LLCno longer reportedOther Private Fund$32.8M0Mar 27, 2013
Strategic Advisers Alternatives Fund Cayman Ltd.Hedge Fund$11.3M1Mar 28, 2023
Sag LP Holdings, LLCno longer reportedOther Private Fund$6.1M1Mar 27, 2013
Owners and control persons
Schedule A and B, latest filing
  • Jean Stephanie Brown · Chief Compliance Officercontrol
    since 01/2023 · owns less than 5%
  • Gray Richard Compson · Directorcontrol
    since 02/2023 · owns less than 5%
  • S Keri Dogan · Chief Operating Officercontrol
    since 11/2024 · owns less than 5%
  • Brian Peter Enyeart · President, Directorcontrol
    since 07/2013 · owns less than 5%
  • Alexander Bart Grenier · Directorcontrol
    since 10/2024 · owns less than 5%
  • Louise Catherine Pena · Chief Investment Officercontrol
    since 01/2023 · owns less than 5%
  • John Christopher Rimmer · Head Of Asset Management Finance, Treasurercontrol
    since 09/2018 · owns less than 5%
  • Andrew John Stone · Chief Investment Officercontrol
    since 01/2022 · owns less than 5%
  • Crosby Edward Johnson IV · Elected Managercontrol
    since 04/2006 · owns F of Fmr LLC
  • Pierrepont Abigail Johnson · Elected Managercontrol
    since 05/1994 · owns F of Fmr LLC
  • John Gerard Mcgraw · Elected Managercontrol
    since 10/2014 · owns F of Fmr LLC
  • Charles Stephen Neff · Elected Managercontrol
    since 04/2023 · owns F of Fmr LLC
  • Engber Michael Wilens · Elected Managercontrol
    since 10/2014 · owns F of Fmr LLC
  • David James Gryglewicz · Compliance Officer
    since 09/2015 · owns less than 5%
Entity owners
  • Fidelity Advisory Holdings LLC · Member
    direct · owns 75% or more
  • Fmr LLC · Member
    indirect · owns 75% or more of Fidelity Advisory Holdings LLC
Related persons
Schedule D 7.A
  • 42 North Resource Partners Advisors II LP
    pooled vehicle sponsorn
  • 42 North Resource Partners Advisors LP
    pooled vehicle sponsorn
  • Agilus Ventures Advisors IV Limited Partnership
    pooled vehicle sponsorn
  • Alimont Ventures Advisors V Limited Partnership
    pooled vehicle sponsorn
  • Avon Venture Advisors Fund I LP
    pooled vehicle sponsorn
  • Avon Venture Advisors Fund II LP
    pooled vehicle sponsorn
  • Ballyrock Investment Advisors LLC
    investment advisernRAUM $11B
  • Di Consumer Advisors Fund I LP
    pooled vehicle sponsorn
  • Di Opportunity Advisors Fund LP
    pooled vehicle sponsorn
  • Digital Brokerage Services LLC
    broker-dealern
  • Empire Fidelity Investments Life Insurance Company
    real estaten
  • F-Prime Capital Partners Healthcare Advisors Fund II LP
    pooled vehicle sponsorn
  • F-Prime Capital Partners Healthcare Advisors Fund III LP
    pooled vehicle sponsorn
  • F-Prime Capital Partners Healthcare Advisors Fund IV LP
    pooled vehicle sponsorn
  • F-Prime Capital Partners Healthcare Advisors Fund IV-A LP
    pooled vehicle sponsorn
  • F-Prime Capital Partners Healthcare Advisors Fund LP
    pooled vehicle sponsorn
  • F-Prime Capital Partners Healthcare Advisors Fund V LP
    pooled vehicle sponsorn
  • F-Prime Capital Partners Hits Advisors Fund II LP
    pooled vehicle sponsorn
  • F-Prime Capital Partners Hits Advisors Fund III LP
    pooled vehicle sponsorn
  • F-Prime Capital Partners Hits Advisors Fund LP
    pooled vehicle sponsorn
  • F-Prime Capital Partners Life Sciences Advisors Fund Vi LP
    pooled vehicle sponsorn
  • F-Prime Capital Partners Life Sciences Advisors Fund Vii LP
    pooled vehicle sponsorn
  • F-Prime Capital Partners Life Sciences Advisors Fund Viii LP
    pooled vehicle sponsorn
  • F-Prime Capital Partners Tech Advisors Fund 2021 LP
    pooled vehicle sponsorn
  • F-Prime Capital Partners Tech Advisors Fund II LP
    pooled vehicle sponsorn
  • F-Prime Capital Partners Tech Advisors Fund LP
    pooled vehicle sponsorn
  • Fiam Index Fund Gp, LLC
    bankpooled vehicle sponsorn
  • Fiam Institutional Funds Manager, LLC
    bankpooled vehicle sponsorn
  • Fiam LLC
    investment adviserbankLP sponsornRAUM $348B
  • Fidelity Brokerage Services LLC
    broker-dealern
Advisers that list Strategic Advisers LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Salt Lake City, Ut1,1091498
Covington, Ky1,0901313
Westlake, Tx9661418
Merrimack, Nh9231326
Jacksonville, Fl870107101
Greenwood Village, Co7391146
Smithfield, Ri44810791
Durham, Nc406390
Cincinnati, Oh397450
Denver, Co366550
Boston, Ma · principal2822854066
Fort Worth, Tx256333
New York, Ny218146
Houston, Tx204204
Raleigh, Nc178191
Dallas, Tx156140
Nashua, Nh152110
San Diego, Ca143142
Chicago, Il13991
San Francisco, Ca113130
Offices
Schedule D 1.F, the 25 largest
  • Boston, MA130 employees
  • Greenwood Village, CO28 employees
What changed
consecutive filings, newest first
  • Accounts · 2,486,631 to 2,973,512
    Feb 6, 2026 to Mar 30, 2026
  • Advisory employees · 16,178 to 17,112
    Feb 6, 2026 to Mar 30, 2026
  • BD registered reps · 16,025 to 16,817
    Feb 6, 2026 to Mar 30, 2026
  • Charity clients · 10 to 12
    Feb 6, 2026 to Mar 30, 2026
  • Corporate clients · 390 to 505
    Feb 6, 2026 to Mar 30, 2026
  • HNW clients · 624,388 to 736,141
    Feb 6, 2026 to Mar 30, 2026
  • Individual clients · 1,397,399 to 1,654,834
    Feb 6, 2026 to Mar 30, 2026
  • Pension plan clients · 9,481 to 10,164
    Feb 6, 2026 to Mar 30, 2026
  • Employees · 16,291 to 17,112
    Feb 6, 2026 to Mar 30, 2026
  • State-registered IARs · 16,051 to 16,847
    Feb 6, 2026 to Mar 30, 2026
  • Other offices · 240 to 237
    Feb 6, 2026 to Mar 30, 2026
  • Discretionary RAUM · $1027B to $1321B
    Feb 6, 2026 to Mar 30, 2026
  • HNW RAUM · $308B to $397B
    Feb 6, 2026 to Mar 30, 2026
  • Individual RAUM · $131B to $165B
    Feb 6, 2026 to Mar 30, 2026
  • Non-discretionary RAUM · $40B to $49B
    Feb 6, 2026 to Mar 30, 2026
  • Pension RAUM · $130B to $162B
    Feb 6, 2026 to Mar 30, 2026
  • RAUM · $1068B to $1370B
    Feb 6, 2026 to Mar 30, 2026
  • Wrap assets (sponsor) · $30B to $33B
    Feb 6, 2026 to Mar 30, 2026
  • Financial planning clients · More than 500 to More than 500
    Apr 16, 2025 to May 21, 2025
  • Accounts · 1,965,880 to 2,486,631
    Dec 10, 2024 to Apr 16, 2025
  • Advisory employees · 158 to 16,178
    Dec 10, 2024 to Apr 16, 2025
  • Advisory activities · 6 to 7
    Dec 10, 2024 to Apr 16, 2025
  • BD registered reps · 7 to 16,025
    Dec 10, 2024 to Apr 16, 2025
  • Charity clients · 12 to 10
    Dec 10, 2024 to Apr 16, 2025
  • Corporate clients · 375 to 390
    Dec 10, 2024 to Apr 16, 2025
  • HNW clients · 520,846 to 624,388
    Dec 10, 2024 to Apr 16, 2025
  • Individual clients · 1,097,961 to 1,397,399
    Dec 10, 2024 to Apr 16, 2025
  • Pension plan clients · 8,817 to 9,481
    Dec 10, 2024 to Apr 16, 2025
  • Employees · 269 to 16,291
    Dec 10, 2024 to Apr 16, 2025
  • Financial planning clients · unset to More than 500
    Dec 10, 2024 to Apr 16, 2025
  • State-registered IARs · 33 to 16,051
    Dec 10, 2024 to Apr 16, 2025
  • Other offices · 2 to 240
    Dec 10, 2024 to Apr 16, 2025
  • Discretionary RAUM · $793B to $1027B
    Dec 10, 2024 to Apr 16, 2025
  • HNW RAUM · $225B to $308B
    Dec 10, 2024 to Apr 16, 2025
  • Individual RAUM · $89B to $131B
    Dec 10, 2024 to Apr 16, 2025
  • Non-discretionary RAUM · $32B to $40B
    Dec 10, 2024 to Apr 16, 2025
  • Pension RAUM · $109B to $130B
    Dec 10, 2024 to Apr 16, 2025
  • RAUM · $825B to $1068B
    Dec 10, 2024 to Apr 16, 2025
  • Wrap assets (manager) · $669B to $0
    Dec 10, 2024 to Apr 16, 2025
  • Wrap assets (sponsor) · $0 to $30B
    Dec 10, 2024 to Apr 16, 2025
Signals
60 dated events
  • Charles P. Last added a MA registration at Strategic Advisers Llc
    Sep 16, 2026 · New state registration · fact
  • Jake Steslicki registered as an investment adviser representative at Strategic Advisers Llc
    Sep 16, 2026 · Advisor registered · fact
  • Fiorella Requeno Solorzano registered as an investment adviser representative at Strategic Advisers Llc
    Sep 16, 2026 · Advisor registered · fact
  • Robert Torres registered as an investment adviser representative at Strategic Advisers Llc
    Sep 16, 2026 · Advisor registered · fact
  • Zachary John Mccarthy registered as an investment adviser representative at Strategic Advisers Llc
    Sep 16, 2026 · Advisor registered · fact
  • Joshua De Sousa registered as an investment adviser representative at Strategic Advisers Llc
    Sep 16, 2026 · Advisor registered · fact
  • Jordan Ibrahimi registered as an investment adviser representative at Strategic Advisers Llc
    Sep 16, 2026 · Advisor registered · fact
  • Matthew Francis Carpenter registered as an investment adviser representative at Strategic Advisers Llc
    Sep 16, 2026 · Advisor registered · fact
  • Michael Do registered as an investment adviser representative at Strategic Advisers Llc
    Sep 16, 2026 · Advisor registered · fact
  • Meenakshi Kaushik registered as an investment adviser representative at Strategic Advisers Llc
    Sep 16, 2026 · Advisor registered · fact
  • Michael V Lewis registered as an investment adviser representative at Strategic Advisers Llc
    Sep 16, 2026 · Advisor registered · fact
  • Jared Peter Mcintosh added a MA registration at Strategic Advisers Llc
    Sep 16, 2026 · New state registration · fact
  • Preston Dawson added a TX registration at Strategic Advisers Llc
    Sep 16, 2026 · New state registration · fact
  • William Joseph Robert Nolan added a TX registration at Strategic Advisers Llc
    Sep 16, 2026 · New state registration · fact
  • Andrew Jen added a TX registration at Strategic Advisers Llc
    Sep 16, 2026 · New state registration · fact
  • Kelly A Olson added a MA registration at Strategic Advisers Llc
    Sep 16, 2026 · New state registration · fact
  • Cooper Swift added a MA registration at Strategic Advisers Llc
    Sep 16, 2026 · New state registration · fact
  • Patrick Burns added a MA registration at Strategic Advisers Llc
    Sep 16, 2026 · New state registration · fact
  • Peter Darling added a MA registration at Strategic Advisers Llc
    Sep 16, 2026 · New state registration · fact
  • Antonio Dallaris added a TX registration at Strategic Advisers Llc
    Sep 16, 2026 · New state registration · fact
  • Justin Lee Martin added a PA registration at Strategic Advisers Llc
    Sep 16, 2026 · New state registration · fact
  • Jacob L. Wilson added a MA registration at Strategic Advisers Llc
    Sep 16, 2026 · New state registration · fact
  • Trey Harrison no longer holds an investment adviser registration (last listed at Strategic Advisers Llc on the 2026-09-15 feed)
    Sep 15, 2026 · Advisor registration ended · derived
  • Nathan James Friedman no longer holds an investment adviser registration (last listed at Strategic Advisers Llc on the 2026-09-15 feed)
    Sep 15, 2026 · Advisor registration ended · derived
  • Ralph Jordan Marmolejo registered as an investment adviser representative at Strategic Advisers Llc
    Sep 15, 2026 · Advisor registered · fact
  • Peter Darling registered as an investment adviser representative at Strategic Advisers Llc
    Sep 15, 2026 · Advisor registered · fact
  • Riley Ellis registered as an investment adviser representative at Strategic Advisers Llc
    Sep 15, 2026 · Advisor registered · fact
  • Mark Kirkham Gines added a NV registration at Strategic Advisers Llc
    Sep 15, 2026 · New state registration · fact
  • Matthew Cohen added a TX registration at Strategic Advisers Llc
    Sep 15, 2026 · New state registration · fact
  • Fadila Hamidat added a TX registration at Strategic Advisers Llc
    Sep 15, 2026 · New state registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/fidelity-investmentsreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
617-563-7000reportedpublic record, Form ADV, Mar 30, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
National broker-dealer RIAderiveda rule over Items 5.D and 7.A
RAUM per advisor
$80.8Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026