DFX Intelligence
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D•••• P••• B•••••
As of · the IAPD feed
- At current firm
- 17 y
- In the industry
- 39 y
- Prior registered firms
- 3
- Signals
- 0
since Jun 1, 2009
As of · the IAPD feed
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 1, 2009 · East Hampton, Ny
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · New York, Ny
- M••••• S•••••• D• I••• unclassifiedJun 30, 2006 to Apr 2, 2007 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 6, 2000 to Jul 5, 2006 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• D• I•••left Jul 5, 2006, registered Jun 30, 2006 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address