DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T•••••• J•••• O••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as T•••• O••••••••• J•••• O•••••
At current firm
7 y
since Jul 29, 2019
In the industry
28 y
since Nov 11, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••••• F•••••••• L•• state registered currentsince Jul 29, 2019 · Tampa, Fl
- L•• F•••••••• L•• BD affiliatedJul 9, 2012 to Sep 16, 2019 · Tampa, Fl
- V•••• F•••••••• A•••••••• I••• BD affiliatedAug 18, 2003 to Jun 28, 2012 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to O•••••• F•••••••• L••left Sep 16, 2019, registered Jul 29, 2019 (-49 days) · Affiliated broker-dealer or bank to a state-registered adviser
- V•••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Jun 28, 2012, registered Jul 9, 2012 (11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address