DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

V•••• F•••••••• A•••••••• I•••

Broker-dealer affiliated wealth managerHouston, TexasCRD 42803SEC 801-54952website IAPD

Latest filing May 13, 2026

First filing on the tape Mar 30, 2012 · 116 filings

SEC status approved since Oct 10, 1997

RAUM

$29B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$29B individuals and HNW

Advisors

1,256

registered through the firm on IAPD

RAUM per advisor

$23.3M

derived; firm RAUM over IAPD count

Employees

1,647

1,280 advisory (5.B.1)

Offices

217

beyond the principal office

Private funds

reported on Schedule D

History

116 filings and snapshots on the tape

RAUM$29B as of May 13, 2026

Mar 30, 2012$9.5B then

HNW client RAUM$2.8B as of May 13, 2026

Mar 28, 2018$251M then

State-registered IARs (5.B.3)1,280 as of May 13, 2026

Mar 30, 20120 then

Employees (5.A)1,647 as of May 13, 2026

Mar 13, 20131,585 then

Private funds: no history

RAUM +11% over the last fiscal year+8.0% a year over threeIARs 1,239 to 1,280offices 246 to 217

Practice profile

derived from the filing of May 13, 2026; every figure names its basis

Archetypes, each a printed rule

Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $23.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 233derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.5MderivedHNW RAUM over HNW clients
Average account: $99,701derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.3derivedItem 5.A over advisors
Advisors per office: 5.8derived218 offices incl. principal (1.F.5)
RAUM growth, one year: +11%derivedbetween the last two annual amendments
Advisor growth, one year: +3.3%derivedItem 5.B.3 between annual amendments
Client growth, one year: -0.3%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
Wrap fee program: $29BreportedItem 5.I
Ownership: controlled by a public reporting companyderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is a broker-dealer (6.A.1)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)
a related person acts as qualified custodian (9.D.2)
controlled by a public reporting company (10.A)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Individuals$26B90%
High-net-worth individuals$2.8B9.5%
Corporations and businesses$9.7M0.0%

Individual clients: 291,076reported
HNW clients: 1,913reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 293,026reported
Financial planning clients: 11-25reported
Wrap fee programs: $29B sponsored, $0 managedreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1381.0derived

Advisors registered through the firm

1,256 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
J••• D•••• K•••	Boca Raton, Fl	Nov 21, 1997	29 y	0
E•• P••• W••••••Certified Financial Planner	Boca Raton, Fl	Nov 23, 1998	27 y	0
J•••• F•••••• H•••••Certified Financial Planner	Boca Raton, Fl	Nov 23, 1998	27 y	0
A•••••• S• H•••••	Orlando, Fl	Jan 7, 1999	27 y	0
B•••••• S•••• C••••Certified Financial Planner	Boca Raton, Fl	Mar 8, 1999	31 y	0
J••• V••••••••Certified Financial Planner	Tampa, Fl	Mar 24, 1999	27 y	0
R•••• R••••• R••••••	Gainesville, Fl	May 24, 1999	27 y	0
D•••• M••••• A••••Certified Financial Planner	Boca Raton, Fl	Apr 10, 2000	38 y	0
L•••• D••••• S•••••	Tampa, Fl	Apr 25, 2000	26 y	0
D••••• S•••••• H••••••	Gainesville, Fl	Aug 4, 2000	26 y	0
P••• M••••• F••••	J••••••Ville, Fl	Sep 11, 2000	30 y	0
K•••• M•••• P•••••••	Roseville, Ca	Sep 29, 2000	33 y	1
M•••••• J••• M•••••••	Pensacola, Fl	Nov 21, 2000	27 y	0
C••• S•••• S•••••••	Atlanta, Ga	Feb 19, 2001	27 y	0
M••• C•••••• Q•••••••••Certified Financial Planner	Roseville, Ca	Feb 21, 2001	34 y	0
S••••• M••• B••••	Modesto, Ca	Mar 22, 2001	29 y	1
J••• D•••• C•••••	Fresno, Ca	Apr 9, 2001	29 y	0
M••••• J••••• R•••••	Columbus, Oh	Jun 7, 2001	30 y	0
J••• J•••• S•••••Certified Financial Planner, Chartered Financial Consultant	Columbus, Oh	Jun 7, 2001	26 y	0
M•••••• T••••• A•••••••Certified Financial Planner	Baton Rouge, La	Jun 19, 2001	25 y	2
L•••• D•••• H•••Certified Financial Planner	Overland Park, Ks	Jul 12, 2001	39 y	0
D•••••• S•••• K•••	Roseville, Ca	Aug 6, 2001	32 y	0
K••• R••• M•••••	Las Vegas, Nv	Sep 5, 2001	27 y	0
G••••• M•••• R•••	Richmond, Va	Oct 25, 2001	26 y	0
T••••• H••••• M•••••••	Durham, Nc	Dec 31, 2001	26 y	0
T•••••• A••• T•••••Certified Financial Planner	Greensboro, Nc	Dec 31, 2001	36 y	0
J••• K•••• F•••••	Ocean Isle Beach, Nc	Dec 31, 2001	29 y	0
R•••••• E•••• H••••••	Lumberton, Nc	Feb 10, 2002	27 y	0
M•••••• A•• M••••••••	Shreveport, La	Feb 26, 2002	29 y	0
T••••• B•••••••• W•••	Linthicum Heights, Md	Mar 25, 2002	29 y	0
B••••• L••• G•••••	Linthicum Heights, Md	Mar 25, 2002	27 y	0
K•••• A••• P•••	Bozeman, Mt	Mar 28, 2002	29 y	0
D••• L••••••• S••••••	Roseville, Ca	Apr 15, 2002	28 y	0
J••••••• J••• B•••••••••	Boise, Id	May 2, 2002	28 y	0
A•••• P••• J••••••Certified Financial Planner	Boca Raton, Fl	May 2, 2002	26 y	0
R••••• A••• H••••••Certified Financial Planner	Independence, Oh	May 10, 2002	26 y	0
B•••• S••• B•••••••Certified Financial Planner	Germantown, Tn	May 16, 2002	28 y	0
K•••• R•••• M••••••Certified Financial Planner	Bellefonte, Pa	May 21, 2002	28 y	0
R••••• C•••••••• B•••••	Timonium, Md	Jun 3, 2002	27 y	0
M••• M•••••	Linthicum Heights, Md	Jun 3, 2002	29 y	0

All 1,256 advisors at V•••• F•••••••• A•••••••• I•••

Advisor movement

84 left, 65 joined in 12 months

net -19 in 12 months27 left in 90 days11 joined in 90 daysdeparture rate 6.7% of current headcount279 left over 36 months

Left, latest

M•••••• A• K••••• to L•••••• I•••••••••
Sep 17, 2026 · Affiliated broker-dealer or bank to independent RIA
N••••••• S••••• S•••• to L•••••• I•••••••••
Sep 17, 2026 · Affiliated broker-dealer or bank to independent RIA
J••••••• R••••••••• B•••• to L•••••• I•••••••••
Sep 17, 2026 · Affiliated broker-dealer or bank to independent RIA
D•••• M•• H••••• M•••• to L•• F•••••••• L••
Sep 11, 2026 · Affiliated broker-dealer or bank to another
P••• M•••••• S••••••• to E•••••• A••••••• G••••• L••
Aug 28, 2026 · Affiliated broker-dealer or bank to another
J•••• L••• H••••• to L•••••• I•••••••••
Aug 13, 2026 · Affiliated broker-dealer or bank to independent RIA
S••• M•••••• B••••••••• to V••• F•••••••• A•••••••• I•••
Aug 13, 2026 · Affiliated broker-dealer or bank to another
J•••• R••• J••••• to D•• B•• M•••• R••••••••• A•• B•• R•••••••••
Aug 13, 2026 · Affiliated broker-dealer or bank to independent RIA
S•••• M••••••• B••• to L•••••• I•••••••••
Aug 13, 2026 · Affiliated broker-dealer or bank to independent RIA
K••• H••••• V•••• to L•• F•••••••• L••
Aug 4, 2026 · Affiliated broker-dealer or bank to another
M•••••• D••• D••••• to V••• F•••••••• A•••••••• I•••
Aug 4, 2026 · Affiliated broker-dealer or bank to another
M•••••• B• R•••••• to L•• F•••••••• L••
Aug 4, 2026 · Affiliated broker-dealer or bank to another
C•••••• P••••••• R••••••• to W•••••• A•••••••• L••
Jul 30, 2026 · Affiliated broker-dealer or bank to independent RIA
G•••• F• J•••••• to T• P•••••• C••••• W••••• L••
Jul 30, 2026 · Affiliated broker-dealer or bank to another
F••••••• A•••••• D• L• R••• to E•••••••• A•••••••• L••
Jul 30, 2026 · Affiliated broker-dealer or bank to another

Joined, latest

D••••• J••• J•••••• from M•••••••• A•••• M••••••••• L••
Sep 14, 2026 · RIA to affiliated broker-dealer or bank
A•••• T••••• L••••• from N••• F•••••••• G••••• I•••
Jul 28, 2026 · Affiliated broker-dealer or bank to another
J••••• I••••••••• from T• A••••••••• I••••••••• M••••••••• L••
Jul 15, 2026 · RIA to affiliated broker-dealer or bank
C•••••• D•••• H••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Jul 13, 2026 · Wirehouse to affiliated broker-dealer or bank
A••••• D•••••••• from L•• F•••••••• L••
Jul 6, 2026 · Affiliated broker-dealer or bank to another
N••••• W•••• S•••••• from M•• I•••••••• S•••••••• L••
Jun 30, 2026 · Affiliated broker-dealer or bank to another
I•• M••••••••• G•••••• from F•••••• F•••••••• A•••••••• L••
Jun 23, 2026 · Affiliated broker-dealer or bank to another
S••••• J•••••• from S•••••••• A••••••• L••
Jun 23, 2026 · Affiliated broker-dealer or bank to another
M••••• A•••• K••••••••• from C•••••• S••••• • C••• I•••
Jun 23, 2026 · Affiliated broker-dealer or bank to another
J••••••• S•••••• G••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Jun 23, 2026 · Wirehouse to affiliated broker-dealer or bank
R••••• F•••••••• S••••••••• from D•• C•••••• A•••••••• L••
Jun 22, 2026 · Other
R••••• S• G•••••• from W•••• F•••• A•••••••
Jun 15, 2026 · Wirehouse to affiliated broker-dealer or bank
P••••• S••••••••• E•••• from L•• E••••••••• L••
Jun 9, 2026 · Affiliated broker-dealer or bank to another
P•••• O••••• from F•••••• F•••••••• A•••••••• L••
Jun 9, 2026 · Affiliated broker-dealer or bank to another
C••• M•••••• H•••••• from A••••••••• F•••••••• S•••••••• L••
Jun 1, 2026 · Affiliated broker-dealer or bank to another

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for L•••••• I•••••••••
Sep 17, 2026 · Rockford, Mi
2 left for L•••••• I•••••••••
Aug 13, 2026 · Mount Laurel, Nj
2 left for L•• F•••••••• L••
Aug 4, 2026 · Tampa, Fl
2 left for L•••••• I•••••••••
Jul 30, 2026 · Novi, Mi
4 left for L•• F•••••••• L••
May 11, 2026 · Tampa, Fl
2 left for L•••••• I•••••••••
Mar 13, 2026 · Chicago, Il
2 left for L•• F•••••••• L••
Feb 21, 2025 · Mount Laurel, Nj
2 left for V••• F•••••••• A•••••••• I•••
Jan 10, 2025 · Houston, Tx

2 joined from L•• F•••••••• L••
Jan 17, 2025 · Austin, Tx
2 joined from S•••••••• I••••••••• M•••••••••
Mar 8, 2018 · Saint L••••, Mo

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

B•••••••• C•••••• L•• · Chief Financial Officer And Treasurercontrol
since 06/2013 · owns less than 5%
D•••••• L•••• · Vfa Chief Compliance Officer Investment Advisorycontrol
since 02/2026 · owns less than 5%
F•••••• M•••••• · Vfa Chief Compliance Officer Broker Dealercontrol
since 02/2023 · owns less than 5%
G•••••• K••••• D• L••• · President; Svp, Head Of Product & Advisory Servicescontrol
since 11/2019 · owns less than 5%
L••••• J••• A••••• · Chief Operations Officercontrol
since 04/2022 · owns less than 5%
T••••••••• J••• L••••• · Vfa Chief Compliance Officer Investment Advisorcontrol
since 07/2020 · owns less than 5%
C••••••••• J•••• A•• · Secretary
since 09/2013 · owns less than 5%
M••••••••• T•••••• H• · Vice President, Field Supervision
since 10/2024 · owns less than 5%
R•••• V••••••• L•••••• · Vice President, Business Administration
since 12/2021 · owns less than 5%

Entity owners

T•• V••••••• A•••••• L••• · Direct Owner
direct · owns 75% or more
T•• V••••••• A•••••• L••• I•••••••• C•••••• · Direct Owner
direct · owns 75% or more
A•• L••• I•••••••• C•••••• · Shareholder
indirect · owns 75% or more of T•• V••••••• A•••••• L••• I•••••••• C••••••
A•• L••• H•••••••• I••• · Shareholder
indirect · owns 75% or more of A•• L••• I•••••••• C••••••
C••••••••• F••••••••• I••• · Shareholder
indirect · owns 75% or more of A•• L••• H•••••••• I••• · public reporting company

Related persons

Schedule D 7.A

Covenant Credit Partners, LP
broker-dealerinvestment advisernRAUM $908M
A••••••• G•••••• L••• I•••••••• C••••••
real estaten
C••••••••• C•••••• S•••••••• I•••
broker-dealern
S••••••••• A•••• M••••••••• L••
investment adviserbanknRAUM $42B
T•• U••••• S••••• L••• I•••••••• C•••••• I• T•• C••• O• N•• Y•••
real estaten
T•• V••••••• A•••••• L••• I•••••••• C••••••
investment adviserreal estatecustodianyRAUM $33B
V•••• T•••• C•••••• I••
n

Advisers that list V•••• F•••••••• A•••••••• I••• as a related person

104561 y
107338 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out
Houston, Tx · principal	261	47	10
Atlanta, Ga	56	9	1
Linthicum Heights, Md	44	8	3
Boca Raton, Fl	41	5	0
Chicago, Il	40	6	3	1
Tampa, Fl	38	6	11	2
Seven Fields, Pa	34	2	1
Mount Laurel, Nj	32	4	4	1
Carmel, In	28	0	2
Novi, Mi	28	1	1	1
Durham, Nc	27	0	1
Richmond, Va	27	2	0
Greensboro, Nc	27	1	1
Lakewood, Co	27	5	1
Berkeley Heights, Nj	26	1	1
Burlington, Ma	26	3	3
Modesto, Ca	26	1	0
Portland, Or	23	2	0
Nashville, Tn	23	2	1
Macon, Ga	21	3	0

Offices

Schedule D 1.F, the 25 largest

Nashua, NH69 employees
Houston, TX38 employees
Orlando, FL32 employees
Carmel, IN32 employees
Houston, TX30 employees
Boca Raton, FL29 employees
North Ch•••••Field, VA25 employees
Atlanta, GA23 employees
Linthicum Heights, MD22 employees
Houston, TX22 employees
Houston, TX22 employees
Tampa, FL22 employees
Auburn Hills, MI21 employees
Mount Laurel, NJ20 employees
Mount Laurel, NJ20 employees
Chicago, IL19 employees
Houston, TX19 employees
Houston, TX19 employees
Birmingham, AL19 employees
Baton Rouge, LA18 employees
Houston, TX18 employees
Houston, TX17 employees
Portland, OR17 employees
Independence, OH16 employees
Edina, MN15 employees

ADV anomalies

3 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing May 13, 2026
D•••••• L•••• (VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISORY) appeared on Schedule A between the filings of 2024-10-11 and 2026-05-13
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing May 13, 2026
L••••• J••• A••••• (CHIEF OPERATIONS OFFICER) left Schedule A between the filings of 2024-10-11 and 2026-05-13
peers: affiliated wealth managers, $20B and over (50)
control person changedChange between filings · filing May 13, 2026
T••••••••• J••• L••••• (VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR) left Schedule A between the filings of 2024-10-11 and 2026-05-13
peers: affiliated wealth managers, $20B and over (50)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 293,993 to 293,026
Feb 23, 2026 to Mar 31, 2026
Advisory employees · 1,239 to 1,280
Feb 23, 2026 to Mar 31, 2026
BD registered reps · 1,342 to 1,381
Feb 23, 2026 to Mar 31, 2026
Corporate clients · 31 to 37
Feb 23, 2026 to Mar 31, 2026
HNW clients · 1,396 to 1,913
Feb 23, 2026 to Mar 31, 2026
Individual clients · 292,566 to 291,076
Feb 23, 2026 to Mar 31, 2026
Employees · 1,633 to 1,647
Feb 23, 2026 to Mar 31, 2026
State-registered IARs · 1,239 to 1,280
Feb 23, 2026 to Mar 31, 2026
Other offices · 246 to 217
Feb 23, 2026 to Mar 31, 2026
Discretionary RAUM · $26B to $29B
Feb 23, 2026 to Mar 31, 2026
HNW RAUM · $2.0B to $2.8B
Feb 23, 2026 to Mar 31, 2026
Individual RAUM · $24B to $26B
Feb 23, 2026 to Mar 31, 2026
RAUM · $26B to $29B
Feb 23, 2026 to Mar 31, 2026
Wrap assets (sponsor) · $26B to $29B
Feb 23, 2026 to Mar 31, 2026
Financial planning clients · 11-25 to 11-25
May 12, 2025 to Jul 30, 2025
Accounts · 302,501 to 293,993
Jan 21, 2025 to Mar 28, 2025
Advisory employees · 1,289 to 1,239
Jan 21, 2025 to Mar 28, 2025
BD registered reps · 1,409 to 1,342
Jan 21, 2025 to Mar 28, 2025
Corporate clients · 33 to 31
Jan 21, 2025 to Mar 28, 2025
HNW clients · 653 to 1,396
Jan 21, 2025 to Mar 28, 2025
Individual clients · 301,815 to 292,566
Jan 21, 2025 to Mar 28, 2025
Employees · 1,713 to 1,633
Jan 21, 2025 to Mar 28, 2025
State-registered IARs · 1,289 to 1,239
Jan 21, 2025 to Mar 28, 2025
Other offices · 148 to 246
Jan 21, 2025 to Mar 28, 2025
Discretionary RAUM · $25B to $26B
Jan 21, 2025 to Mar 28, 2025
HNW RAUM · $1.6B to $2.0B
Jan 21, 2025 to Mar 28, 2025
Individual RAUM · $24B to $24B
Jan 21, 2025 to Mar 28, 2025
RAUM · $25B to $26B
Jan 21, 2025 to Mar 28, 2025
Wrap assets (sponsor) · $25B to $26B
Jan 21, 2025 to Mar 28, 2025
Accounts · 359,447 to 302,501
Jan 25, 2024 to Mar 29, 2024
Advisory employees · 1,391 to 1,289
Jan 25, 2024 to Mar 29, 2024
BD registered reps · 1,521 to 1,409
Jan 25, 2024 to Mar 29, 2024
Corporate clients · 34 to 33
Jan 25, 2024 to Mar 29, 2024
HNW clients · 814 to 653
Jan 25, 2024 to Mar 29, 2024
Individual clients · 303,657 to 301,815
Jan 25, 2024 to Mar 29, 2024
Employees · 1,880 to 1,713
Jan 25, 2024 to Mar 29, 2024
Financial planning clients · 0 to 11-25
Jan 25, 2024 to Mar 29, 2024
State-registered IARs · 1,391 to 1,289
Jan 25, 2024 to Mar 29, 2024
Discretionary RAUM · $23B to $25B
Jan 25, 2024 to Mar 29, 2024
HNW RAUM · $1.1B to $1.6B
Jan 25, 2024 to Mar 29, 2024

Signals

60 dated events

Brittany Morgan Wagoner no longer holds an investment adviser registration (last listed at V•••• F•••••••• A•••••••• I••• on the 2026-09-17 feed)
Sep 17, 2026 · Advisor registration ended · derived
Lloyd Edward Shaw no longer holds an investment adviser registration (last listed at V•••• F•••••••• A•••••••• I••• on the 2026-09-17 feed)
Sep 17, 2026 · Advisor registration ended · derived
C••••tian A Fryc no longer holds an investment adviser registration (last listed at V•••• F•••••••• A•••••••• I••• on the 2026-09-17 feed)
Sep 17, 2026 · Advisor registration ended · derived
T••••• Newton S•••• added a KY registration at V•••• F•••••••• A•••••••• I•••
Sep 17, 2026 · New state registration · fact
Charissa Ann Hatten added a OR registration at V•••• F•••••••• A•••••••• I•••
Sep 17, 2026 · New state registration · fact
Brian Barker added a NM registration at V•••• F•••••••• A•••••••• I•••
Sep 17, 2026 · New state registration · fact
M•••••• A• K••••• left V•••• F•••••••• A•••••••• I••• for L•••••• I••••••••• (registered 2026-09-14)
Sep 17, 2026 · Advisor changed firm · fact
N••••••• S••••• S•••• left V•••• F•••••••• A•••••••• I••• for L•••••• I••••••••• (registered 2026-09-14)
Sep 17, 2026 · Advisor changed firm · fact
J••••••• R••••••••• B•••• left V•••• F•••••••• A•••••••• I••• for L•••••• I••••••••• (registered 2026-09-08)
Sep 17, 2026 · Advisor changed firm · fact
2 advisors left V•••• F•••••••• A•••••••• I••• (Rockford, MI) for L•••••• I••••••••• on the same day
Sep 17, 2026 · Team lift-out · derived
C••••tian Hawley registered as an investment adviser representative at V•••• F•••••••• A•••••••• I•••
Sep 16, 2026 · Advisor registered · fact
Amy Leigh Mullvain added a WA registration at V•••• F•••••••• A•••••••• I•••
Sep 16, 2026 · New state registration · fact
Joyce Lynn Krinsky added a WA registration at V•••• F•••••••• A•••••••• I•••
Sep 16, 2026 · New state registration · fact
Matthew J••• Rose added a PA registration at V•••• F•••••••• A•••••••• I•••
Sep 16, 2026 · New state registration · fact
Kubilay Erturk Isbilen added a CO registration at V•••• F•••••••• A•••••••• I•••
Sep 16, 2026 · New state registration · fact
Jeffrey Alan Cleek added a AZ registration at V•••• F•••••••• A•••••••• I•••
Sep 15, 2026 · New state registration · fact
D••••• J••• J•••••• registered as an investment adviser representative at V•••• F•••••••• A•••••••• I•••
Sep 14, 2026 · Advisor registered · fact
Ethan Wayne Hatcher registered as an investment adviser representative at V•••• F•••••••• A•••••••• I•••
Sep 14, 2026 · Advisor registered · fact
Brad Stephen Davies added a FL registration at V•••• F•••••••• A•••••••• I•••
Sep 14, 2026 · New state registration · fact
Timothy Scott Collins added a FL registration at V•••• F•••••••• A•••••••• I•••
Sep 14, 2026 · New state registration · fact
M•••••• Laible added a ND registration at V•••• F•••••••• A•••••••• I•••
Sep 14, 2026 · New state registration · fact
D•••• M•• H••••• M•••• left V•••• F•••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2026-09-02)
Sep 11, 2026 · Advisor changed firm · fact
M•••••• Laible added a SD registration at V•••• F•••••••• A•••••••• I•••
Sep 4, 2026 · New state registration · fact
Amy Leigh Mullvain added a IL registration at V•••• F•••••••• A•••••••• I•••
Sep 3, 2026 · New state registration · fact
P••• M•••••• S••••••• left V•••• F•••••••• A•••••••• I••• for E•••••• A••••••• G••••• L•• (registered 2026-09-09)
Aug 28, 2026 · Advisor changed firm · fact
J•••• R••• J••••• left V•••• F•••••••• A•••••••• I••• for D•• B•• M•••• R••••••••• A•• B•• R••••••••• (registered 2026-08-17)
Aug 13, 2026 · Advisor changed firm · fact
J•••• L••• H••••• left V•••• F•••••••• A•••••••• I••• for L•••••• I••••••••• (registered 2026-08-03)
Aug 13, 2026 · Advisor changed firm · fact
S••• M•••••• B••••••••• left V•••• F•••••••• A•••••••• I••• for V••• F•••••••• A•••••••• I••• (registered 2026-08-24)
Aug 13, 2026 · Advisor changed firm · fact
S•••• M••••••• B••• left V•••• F•••••••• A•••••••• I••• for L•••••• I••••••••• (registered 2026-08-03)
Aug 13, 2026 · Advisor changed firm · fact
2 advisors left V•••• F•••••••• A•••••••• I••• (Mount Laurel, NJ) for L•••••• I••••••••• on the same day
Aug 13, 2026 · Team lift-out · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/corebridgefinancialreportedpublic record, Form ADV, Sep 18, 2026
Firm profile: linkedin.com/company/corebridge-for-financial-professionalsreportedpublic record, Form ADV, Sep 18, 2026
Website: corebridgefinancial.com/rsreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 866-544-4968reportedpublic record, Form ADV, May 13, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $23.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026