DFX Intelligence
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Registered advisor
H•••• J••••• G••••
Feed of 09/14/2026
Also filed as H• J••••• G••••••••• G••••
At current firm
1 y
since May 29, 2025
In the industry
39 y
since Feb 27, 1987 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince May 29, 2025 · Middletown, De
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Jun 12, 2025 · Newark, De
- A• G• E•••••• • S•••• I••• unclassifiedMay 14, 1997 to Jan 1, 2008 · Newark, De
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 12, 2025, registered May 29, 2025 (-14 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedJun 12, 2025 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address