DFX Intelligence
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Registered advisor
D••••• G•••••• E•••••••
Feed of 09/14/2026
Also filed as D••••• G• E•••••••
At current firm
21 y
since Nov 8, 2004
In the industry
38 y
since Jun 21, 1988 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••• S••••••••• L•• BD affiliated currentsince Nov 8, 2004 · Sun City, Az
- P•••• S••••••••• L•• no RAUMJul 16, 2001 to Sep 13, 2004 · Reno, Nv
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to E•••• S••••••••• L••left Sep 13, 2004, registered Nov 8, 2004 (56 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address