DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Eagle Strategies LLC
Latest filing Jul 31, 2026
First filing on the tape Nov 8, 2011 · 103 filings
SEC status approved since Oct 14, 1988
RAUM
$32B
reported, Item 5.F
Discretionary
5.3%
of RAUM
Private clients
98%
$31B individuals and HNW
Advisors
2,480
registered through the firm on IAPD
RAUM per advisor
$12.9M
derived; firm RAUM over IAPD count
Employees
3,190
2,463 advisory (5.B.1)
Offices
891
beyond the principal office
Private funds
0
reported on Schedule D
History
103 filings and snapshots on the tape
RAUM$32B as of Jul 31, 2026
Mar 29, 2012$1.6B then
HNW client RAUM$14B as of Jul 31, 2026
Mar 30, 2018$3.1B then
State-registered IARs (5.B.3)2,336 as of Jul 31, 2026
Apr 1, 20131,344 then
Employees (5.A)3,190 as of Jul 31, 2026
Apr 1, 20131,468 then
Private funds: no history
RAUM +26% over the last fiscal year+24% a year over threeIARs 2,019 to 2,336offices 864 to 891
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $12.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 54derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $521,649derivedHNW RAUM over HNW clients
- Average account
- $239,289derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 5.3%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.8derived892 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +16%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +20%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Financial planning clients
- 4,000reportedItem 5.H
- Wrap fee program
- $32BreportedItem 5.I
- Custody
- $32B, 133,900 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$17B53%
- High-net-worth individuals$14B44%
- Corporations and businesses$731M2.3%
- Charitable organizations$60.9M0.2%
- Individual clients
- 105,597reported
- HNW clients
- 27,125reported
- Pension plan clients
- n/areported
- Charitable clients
- 286reported
- Accounts
- 133,900reported
- Financial planning clients
- 4,000reported
- Wrap fee programs
- $17B sponsored, $0 managedreported
- Custody of client assets
- $32B for 133,900 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=2397.0derived
Advisors registered through the firm
2,482 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Gerald Farnham HallChartered Financial Consultant | Westport, Ma | Apr 14, 1994 | 54 y | 0 |
| Larry Gordon EtzweilerChartered Financial Consultant | Redlands, Ca | Jul 18, 1995 | 50 y | 0 |
| Theodore Robert Young | Sacramento, Ca | Jul 30, 1996 | 37 y | 0 |
| Lawrence Alan Bennett | Placentia, Ca | Jan 31, 1997 | 46 y | 0 |
| Rodger Keith JohnsonCertified Financial Planner, Chartered Financial Consultant | Dallas, Tx | Mar 6, 1997 | 45 y | 0 |
| Robert James Fincham | Bend, Or | Mar 27, 1997 | 40 y | 0 |
| Paul Ellison Redfearn | Reading, Ma | Apr 5, 1997 | 44 y | 0 |
| Robert Carl Rockett | Raymond, Wa | Apr 7, 1997 | 37 y | 0 |
| Mitchell Dean Rosenberg | Thousand Oaks, Ca | Jun 10, 1997 | 40 y | 0 |
| Akshaya Suresh ShethChartered Financial Consultant | Riverside, Ca | Sep 16, 1997 | 36 y | 0 |
| Barbara Lee Cole | Anaheim, Ca | Oct 21, 1997 | 41 y | 0 |
| Frank Hasie Knox | Oklahoma City, Ok | Dec 10, 1997 | 39 y | 0 |
| Wendy Lynn Feldman | East Liverpool, Oh | Jan 16, 1998 | 40 y | 0 |
| Lee Russell Dean | Waltham, Ma | Mar 4, 1998 | 35 y | 0 |
| Walter Clifford MayCertified Financial Planner, Chartered Financial Consultant | Fort Worth, Tx | Mar 13, 1998 | 39 y | 0 |
| Robert Karl Ostberg | Northampton, Ma | Apr 15, 1998 | 39 y | 0 |
| Michael Jerome Flynn | Capitola, Ca | Apr 23, 1998 | 38 y | 0 |
| Mark Irvin BurtonCertified Financial Planner, Chartered Financial Consultant | Lake Forest, Ca | Jul 22, 1998 | 45 y | 0 |
| Richard Joseph Enna | Overland Park, Ks | Aug 4, 1998 | 36 y | 0 |
| Michael Francis Broderick | Waltham, Ma | Aug 23, 1998 | 38 y | 0 |
| Christopher Wells BattersbyCertified Financial Planner | Waltham, Ma | Aug 23, 1998 | 38 y | 0 |
| Mark Vahala | Dallas, Tx | Aug 26, 1998 | 32 y | 0 |
| David Alan Brecher | Los Angeles, Ca | Sep 9, 1998 | 34 y | 0 |
| Jonathan Lewis Ayres | Georgetown, Ma | Sep 9, 1998 | 43 y | 0 |
| Harris Eliot Kagan | Los Angeles, Ca | Nov 23, 1998 | 41 y | 0 |
| Myra Donovan | Denver, Co | Jan 1, 1999 | 36 y | 0 |
| Gail Ann Kincannon | Austin, Tx | Jan 11, 1999 | 36 y | 0 |
| Carrie Lynn Hall | Scottsdale, Az | Jan 12, 1999 | 40 y | 0 |
| Michael Joseph Jungen | Milwaukee, Wi | Jan 25, 1999 | 47 y | 0 |
| David Edward BoyntonChartered Financial Consultant | Irvine, Ca | Feb 2, 1999 | 34 y | 0 |
| Penny Karen Righthand | Oakland, Ca | Feb 12, 1999 | 39 y | 0 |
| Bradford Lassen Meigs | Bridgewater, Ma | Feb 12, 1999 | 52 y | 0 |
| James Logan Ostrander | Irvine, Ca | Apr 12, 1999 | 32 y | 0 |
| Bruce John BrennenChartered Financial Consultant | Redmond, Wa | Apr 16, 1999 | 40 y | 0 |
| Mahesh Kumar Palriwala | Dedham, Ma | May 5, 1999 | 33 y | 0 |
| Ronald Eric Bock | Sarasota, Fl | May 10, 1999 | 31 y | 0 |
| Larry Albert Catlos | Indiana, Pa | Jul 7, 1999 | 47 y | 0 |
| Raymond Edgar Throne | Maitland, Fl | Jul 23, 1999 | 52 y | 0 |
| Curtis Lowell Eskew | Sarasota, Fl | Jul 23, 1999 | 48 y | 0 |
| Steven D Meier | Columbus, Oh | Aug 18, 1999 | 34 y | 0 |
Advisor movement
120 left, 57 joined in 12 months
net -63 in 12 months26 left in 90 days9 joined in 90 daysdeparture rate 4.8% of current headcount286 left over 36 months
Left, latest
- William James Buehler to J.P. Morgan Securities LLCSep 10, 2026 · Affiliated broker-dealer or bank to wirehouse
- Daniel Patrick Burke to Generational Financial Partners, LLCSep 10, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Benito Ibarra to MarinerSep 10, 2026 · Affiliated broker-dealer or bank to another
- Benjamin Bing Yin to Generational Financial Partners, LLCSep 1, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Matthew Pisera to Generational Financial Partners, LLCSep 1, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Vincent Pack to Waverly Advisors, LLCSep 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- Beau Jacob Welsh to Generational Financial Partners, LLCSep 1, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Bryan Adam Schimmel to Ameriprise Financial Services, LLCAug 27, 2026 · Affiliated broker-dealer or bank to another
- Nathan Allan York to Generational Financial Partners, LLCAug 27, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Thomas Nolan Pendleton to Generational Financial Partners, LLCAug 27, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- James Jose Jazo to Osaic Institutions, Inc.Aug 27, 2026 · Affiliated broker-dealer or bank to another
- Joseph Edward Baumgartner to RBC Rochdale, LLCAug 18, 2026 · Affiliated broker-dealer or bank to another
- Jackson Robert Rotondo to Diversify Advisory Services, LLCAug 14, 2026 · Affiliated broker-dealer or bank to another
- John Whitney Hudson to Hudson & Associates Wealth Management LLCAug 14, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Robert Drexel to Fisher InvestmentsAug 12, 2026 · Affiliated broker-dealer or bank to independent RIA
Joined, latest
- Alejandro Ojeda Martinez from Fidelity Personal And Workplace AdvisorsSep 10, 2026 · Affiliated broker-dealer or bank to another
- Leonard Descartes from Td Private Client Wealth LLCSep 3, 2026 · Affiliated broker-dealer or bank to another
- Yolanda Colon from UBS Financial Services Inc.Aug 28, 2026 · Wirehouse to affiliated broker-dealer or bank
- Andrew Guy Stevens from Credit Suisse Securities (USA) LLCAug 27, 2026 · Other
- Gary Murano from Murano Wealth Management LLCAug 27, 2026 · Other
- Colton Adams from Strategic Advisers LLCAug 6, 2026 · Affiliated broker-dealer or bank to another
- Joseph G Doniger from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 1, 2026 · Wirehouse to affiliated broker-dealer or bank
- Andrew Pokriki from Equitable Advisors, LLCJun 30, 2026 · Affiliated broker-dealer or bank to another
- Stephen Pederson from LPL Financial LLCJun 23, 2026 · Affiliated broker-dealer or bank to another
- Curtis Woodard from Soltis Investment Advisors, LLCJun 15, 2026 · RIA to affiliated broker-dealer or bank
- Nelson Chavez from Wells Fargo AdvisorsJun 12, 2026 · Wirehouse to affiliated broker-dealer or bank
- Gary Blake Wallace from Cain, Watters & Associates, LLCJun 1, 2026 · RIA to affiliated broker-dealer or bank
- Carol Jane Vanderdys from Edward JonesMay 19, 2026 · Affiliated broker-dealer or bank to another
- William Howard from Avantia Investment Services, LLCMay 13, 2026 · RIA to affiliated broker-dealer or bank
- Patrick Paragas from Northwestern Mutual Investment Services,LLCMay 6, 2026 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Generational Financial Partners, LLCSep 1, 2026 · Franklin, Tn
- 3 left for Generational Financial Partners, LLCAug 27, 2026 · Alpharetta, Ga
- 2 left for LPL Financial LLCApr 29, 2026 · Marysville, Oh
- 2 left for Winthrop WealthApr 13, 2026 · Natick, Ma
- 3 left for Tailored Wealth SolutionsMar 17, 2026 · Saratoga Springs, Ny
- 2 left for Connected Financial Strategies LLCMar 3, 2026 · Wyoming, Mi
- 2 left for Guided Wealth, LLCJan 20, 2026 · Dartmouth, Ma
- 2 left for Plan Group Financial, Inc.Jan 16, 2026 · Oklahoma City, Ok
- 2 joined from Seidman Private Advisors LLCMar 12, 2021 · Kirkland, Wa
- 2 joined from Pruco Securities, LLCApr 20, 2016 · Plano, Tx
- 2 joined from Thrivent Investment Management Inc.Mar 26, 2015 · Monticello, Mn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Pary Mitchell Ascione · Vice President And Chief Operating Officercontrolsince 04/2016 · owns less than 5%
- Chen Angela Bagtas · Elected Managercontrolsince 06/2025 · owns less than 5%
- Michael John Boccio · President And Chief Executive Officercontrolsince 08/2025 · owns less than 5%
- Lynn Deborah Duarte · Elected Managercontrolsince 06/2015 · owns less than 5%
- Nmn Amarya Feinberg · Elected Managercontrolsince 06/2025 · owns less than 5%
- Michael Robert Gardner · Elected Managercontrolsince 01/2013 · owns less than 5%
- Wei Dylan Huang · Chairmancontrolsince 06/2021 · owns less than 5%
- M Robert Rosh · Senior Vice President And Chief Legal Officercontrolsince 07/2023 · owns less than 5%
- Sabrina Rachel Schwartz · Senior Vice President & Associate General Counselcontrolsince 10/2025 · owns less than 5%
- Sandra Tillotson · Elected Managercontrolsince 08/2022 · owns less than 5%
- Nmn Sonali Virendra · Elected Managercontrolsince 01/2026 · owns less than 5%
- Harold Gregory Webster · President & Chief Executive Officercontrolsince 04/2016 · owns less than 5%
- Helen Wei · Elected Managercontrolsince 07/2023 · owns less than 5%
- Nabeed Zaman · Vice President And Chief Compliance Officercontrolsince 07/2024 · owns less than 5%
- Elizabeth Patricia Loftus · Corporate Vice President & Chief Financial Officersince 06/2014 · owns less than 5%
Entity owners
- Nylife LLC · Memberdirect · owns 75% or more
- New York Life Insurance Company · Indirect Managerindirect · owns 75% or more of Nylife LLC
Related persons
Schedule D 7.A
- Antonopoulos, Joannainvestment advisern
- Apogem Capital LLCinvestment advisernRAUM $44B
- Ausbil Investment Management Limitedinvestment adviserpooled vehicle sponsornRAUM $14B
- Battersby, Chrisinvestment advisern
- Battersby, Patrickinvestment advisern
- Bow River Advisers, LLCinvestment advisernRAUM $1.2B
- Broderick, Michaelinvestment advisern
- Candriam S.C.A.investment adviserbankpooled vehicle sponsornRAUM $155B
- Chahine, Jeffrey Jinsurancen
- Chiang, Mary Kinsurancen
- Engler, Robertinsurancen
- Eppich, Christopherinvestment advisern
- Fairview Capital Partners, LLCinvestment advisernRAUM $2.5B
- Flatiron Rr LLC, Manager Seriesinvestment advisernRAUM $1.2B
- Hart, Randall Dinsurancen
- Kartesia Management Sarlinvestment advisern
- Life Insurance Company Of North Americareal estaten
- Lina Benefit Payments, Inc. (Doing Business As New York Life Group Benefit Solutions)real estaten
- Mackay Shields LLCinvestment adviserbankpooled vehicle sponsornRAUM $160B
- Mackay Shields Uk Llpinvestment advisern
- Martin, Leoninvestment advisern
- New York Life Enterprises LLCreal estaten
- New York Life Group Insurance Company Of Nyreal estaten
- New York Life Insurance And Annuity Corporationbankreal estatecustodiann
- New York Life Insurance Companybankreal estatey
- New York Life Investment Management Asia Limitedinvestment advisern
- New York Life Investment Management LLCinvestment adviserpooled vehicle sponsornRAUM $121B
- New York Life Trust Companybankpooled vehicle sponsorn
- Nyl Investments Europe Limitedinvestment advisern
- Nyl Investors LLCinvestment adviserbankpooled vehicle sponsornRAUM $329B
Advisers that list Eagle Strategies LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 163 | 19 | 3 | ||
| Waltham, Ma | 72 | 8 | 2 | ||
| Dallas, Tx | 42 | 13 | 3 | ||
| White Plains, Ny | 37 | 3 | 0 | ||
| Melville, Ny | 35 | 4 | 0 | ||
| Frisco, Tx | 32 | 3 | 1 | ||
| Austin, Tx | 30 | 4 | 1 | ||
| Vienna, Va | 30 | 6 | 1 | ||
| Bethesda, Md | 28 | 2 | 1 | ||
| Houston, Tx | 26 | 3 | 2 | ||
| Denver, Co | 25 | 1 | 1 | ||
| Bellevue, Wa | 23 | 3 | 3 | ||
| Glendale, Ca | 23 | 9 | 2 | ||
| Anaheim, Ca | 23 | 4 | 1 | ||
| Charlotte, Nc | 22 | 7 | 1 | ||
| San Antonio, Tx | 21 | 3 | 3 | ||
| Brooklyn, Ny | 21 | 0 | 1 | ||
| Irvine, Ca | 20 | 4 | 1 | ||
| Edison, Nj | 20 | 5 | 0 | ||
| San Francisco, Ca | 20 | 7 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Waltham, MA75 employees
- Dallas, TX31 employees
- White Plains, NY30 employees
- Frisco, TX29 employees
- Vienna, VA26 employees
- New York, NY25 employees
- Northampton, MA21 employees
- Melville, NY21 employees
- Saddlebrook, NJ20 employees
- Glendale, CA20 employees
- Bellevue, WA20 employees
- Houston, TX19 employees
- New York, NY19 employees
- Painted Post, NY17 employees
- San Francisco, CA17 employees
- Creve Coeur, MO15 employees
- Anaheim, CA15 employees
- Bethesda, MD14 employees
- Deerfield, IL14 employees
- Honolulu, HI14 employees
- Edison, NJ13 employees
- Latham, NY13 employees
- Austin, TX13 employees
- Bethesda, MD12 employees
- Downers Grove, IL12 employees
ADV anomalies
10 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Jul 31, 2026discretionary share of RAUM of 5% against a peer median of 94% (50 comparable advisers, 0.0th percentile, 9.6 robust deviations)peers: affiliated wealth managers, $20B and over (50) · 0.0% percentile
- control person changedChange between filings · filing Jul 31, 2026VIRENDRA, SONALI, NMN (ELECTED MANAGER) appeared on Schedule A between the filings of 2024-07-29 and 2026-07-31peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 31, 2026BOCCIO, JOHN, MICHAEL (PRESIDENT AND CHIEF EXECUTIVE OFFICER) appeared on Schedule A between the filings of 2024-07-29 and 2026-07-31peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 31, 2026Feinberg, Amarya, NMN (ELECTED MANAGER) appeared on Schedule A between the filings of 2024-07-29 and 2026-07-31peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 31, 2026Schwartz, Rachel, Sabrina (SENIOR VICE PRESIDENT & ASSOCIATE GENERAL COUNSEL) appeared on Schedule A between the filings of 2024-07-29 and 2026-07-31peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 31, 2026Bagtas, Angela, Chen (ELECTED MANAGER) appeared on Schedule A between the filings of 2024-07-29 and 2026-07-31peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 31, 2026WEBSTER, GREGORY, HAROLD (PRESIDENT & CHIEF EXECUTIVE OFFICER) left Schedule A between the filings of 2024-07-29 and 2026-07-31peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 31, 2026ROSH, ROBERT, M (SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER) left Schedule A between the filings of 2024-07-29 and 2026-07-31peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 31, 2026GARDNER, ROBERT, MICHAEL (ELECTED MANAGER) left Schedule A between the filings of 2024-07-29 and 2026-07-31peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jul 31, 2026Wei, Helen (ELECTED MANAGER) left Schedule A between the filings of 2024-07-29 and 2026-07-31peers: affiliated wealth managers, $20B and over (50)
What changed
consecutive filings, newest first
- Accounts · 111,361 to 133,900Jan 9, 2026 to Mar 31, 2026
- Advisory employees · 2,093 to 2,463Jan 9, 2026 to Mar 31, 2026
- BD registered reps · 2,230 to 2,397Jan 9, 2026 to Mar 31, 2026
- Charity clients · 232 to 286Jan 9, 2026 to Mar 31, 2026
- Corporate clients · 738 to 892Jan 9, 2026 to Mar 31, 2026
- HNW clients · 25,556 to 27,125Jan 9, 2026 to Mar 31, 2026
- Individual clients · 84,835 to 105,597Jan 9, 2026 to Mar 31, 2026
- Assets in custody · $25B to $32BJan 9, 2026 to Mar 31, 2026
- Employees · 2,804 to 3,190Jan 9, 2026 to Mar 31, 2026
- Insurance-licensed employees · 8 to 9Jan 9, 2026 to Mar 31, 2026
- State-registered IARs · 2,019 to 2,336Jan 9, 2026 to Mar 31, 2026
- Other offices · 864 to 891Jan 9, 2026 to Mar 31, 2026
- Discretionary RAUM · $1.3B to $1.7BJan 9, 2026 to Mar 31, 2026
- HNW RAUM · $12B to $14BJan 9, 2026 to Mar 31, 2026
- Individual RAUM · $13B to $17BJan 9, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $24B to $30BJan 9, 2026 to Mar 31, 2026
- RAUM · $25B to $32BJan 9, 2026 to Mar 31, 2026
- Wrap assets (sponsor) · $14B to $17BJan 9, 2026 to Mar 31, 2026
- Financial planning clients · More than 500 to More than 500Mar 31, 2025 to Jul 1, 2025
- Accounts · 95,287 to 111,361Dec 18, 2024 to Mar 31, 2025
- Advisory employees · 1,982 to 2,093Dec 18, 2024 to Mar 31, 2025
- BD registered reps · 1,998 to 2,230Dec 18, 2024 to Mar 31, 2025
- Charity clients · 195 to 232Dec 18, 2024 to Mar 31, 2025
- Corporate clients · 509 to 738Dec 18, 2024 to Mar 31, 2025
- HNW clients · 17,247 to 25,556Dec 18, 2024 to Mar 31, 2025
- Individual clients · 77,336 to 84,835Dec 18, 2024 to Mar 31, 2025
- Assets in custody · $20B to $25BDec 18, 2024 to Mar 31, 2025
- Employees · 2,567 to 2,804Dec 18, 2024 to Mar 31, 2025
- State-registered IARs · 1,878 to 2,019Dec 18, 2024 to Mar 31, 2025
- Other offices · 849 to 864Dec 18, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.0B to $1.3BDec 18, 2024 to Mar 31, 2025
- HNW RAUM · $8.5B to $12BDec 18, 2024 to Mar 31, 2025
- Individual RAUM · $12B to $13BDec 18, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $19B to $24BDec 18, 2024 to Mar 31, 2025
- RAUM · $20B to $25BDec 18, 2024 to Mar 31, 2025
- Wrap assets (sponsor) · $11B to $14BDec 18, 2024 to Mar 31, 2025
- Accounts · 87,580 to 95,287Feb 15, 2024 to Mar 29, 2024
- Advisory employees · 1,885 to 1,982Feb 15, 2024 to Mar 29, 2024
- BD registered reps · 1,975 to 1,998Feb 15, 2024 to Mar 29, 2024
- Charity clients · 175 to 195Feb 15, 2024 to Mar 29, 2024
Signals
60 dated events
- James Michael Fahey registered as an investment adviser representative at Eagle Strategies LlcSep 16, 2026 · Advisor registered · fact
- Arthur Colon registered as an investment adviser representative at Eagle Strategies LlcSep 15, 2026 · Advisor registered · fact
- Arman Harutyunyan no longer holds an investment adviser registration (last listed at Eagle Strategies Llc on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- Mark D Mulflur no longer holds an investment adviser registration (last listed at Eagle Strategies Llc on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- Luke Henry added a TX registration at Eagle Strategies LlcSep 14, 2026 · New state registration · fact
- Erik Brandt added a TX registration at Eagle Strategies LlcSep 14, 2026 · New state registration · fact
- Benito Ibarra left Eagle Strategies Llc for Mariner (registered 2026-09-04)Sep 10, 2026 · Advisor changed firm · fact
- William James Buehler left Eagle Strategies Llc for J.P. Morgan Securities Llc (registered 2026-09-04)Sep 10, 2026 · Advisor changed firm · fact
- Daniel Patrick Burke left Eagle Strategies Llc for Generational Financial Partners, Llc (registered 2026-08-20)Sep 10, 2026 · Advisor changed firm · fact
- Vincent Pack left Eagle Strategies Llc for Waverly Advisors, Llc (registered 2026-08-14)Sep 1, 2026 · Advisor changed firm · fact
- Beau Jacob Welsh left Eagle Strategies Llc for Generational Financial Partners, Llc (registered 2026-08-20)Sep 1, 2026 · Advisor changed firm · fact
- Matthew Pisera left Eagle Strategies Llc for Generational Financial Partners, Llc (registered 2026-08-20)Sep 1, 2026 · Advisor changed firm · fact
- Benjamin Bing Yin left Eagle Strategies Llc for Generational Financial Partners, Llc (registered 2026-08-24)Sep 1, 2026 · Advisor changed firm · fact
- 2 advisors left Eagle Strategies LLC (Franklin, TN) for Generational Financial Partners, LLC within 9 daysSep 1, 2026 · Team lift-out · derived
- Bryan Adam Schimmel left Eagle Strategies Llc for Ameriprise Financial Services, Llc (registered 2026-08-24)Aug 27, 2026 · Advisor changed firm · fact
- James Jose Jazo left Eagle Strategies Llc for Osaic Institutions, Inc. (registered 2026-09-09)Aug 27, 2026 · Advisor changed firm · fact
- Thomas Nolan Pendleton left Eagle Strategies Llc for Generational Financial Partners, Llc (registered 2026-08-21)Aug 27, 2026 · Advisor changed firm · fact
- Nathan Allan York left Eagle Strategies Llc for Generational Financial Partners, Llc (registered 2026-08-21)Aug 27, 2026 · Advisor changed firm · fact
- 3 advisors left Eagle Strategies LLC (Alpharetta, GA) for Generational Financial Partners, LLC within 5 daysAug 27, 2026 · Team lift-out · derived
- Joseph Edward Baumgartner left Eagle Strategies Llc for Rbc Rochdale, Llc (registered 2026-08-27)Aug 18, 2026 · Advisor changed firm · fact
- Jackson Robert Rotondo left Eagle Strategies Llc for Diversify Advisory Services, Llc (registered 2026-07-20)Aug 14, 2026 · Advisor changed firm · fact
- John Whitney Hudson left Eagle Strategies Llc for Hudson & Associates Wealth Management Llc (registered 2026-08-06)Aug 14, 2026 · Advisor changed firm · fact
- Robert Drexel left Eagle Strategies Llc for Fisher Investments (registered 2026-08-18)Aug 12, 2026 · Advisor changed firm · fact
- Alice Larisa Wilms left Eagle Strategies Llc for Edward Jones (registered 2026-07-24)Aug 5, 2026 · Advisor changed firm · fact
- Eitan Aharon left Eagle Strategies Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-08-19)Aug 4, 2026 · Advisor changed firm · fact
- Leo Rotman left Eagle Strategies Llc for Diversify Advisory Services, Llc (registered 2026-07-20)Jul 29, 2026 · Advisor changed firm · fact
- Elizabeth Magner Simon Crawley left Eagle Strategies Llc for Charles Schwab & Co., Inc. (registered 2026-08-05)Jul 24, 2026 · Advisor changed firm · fact
- Belema Sophie Dyegh left Eagle Strategies Llc for Empower Advisory Group, Llc (registered 2026-07-29)Jul 21, 2026 · Advisor changed firm · fact
- Alexa Sider Pao left Eagle Strategies Llc for Cornerstone Planning Group (registered 2026-08-25)Jul 15, 2026 · Advisor changed firm · fact
- Kevin Lee Stokes left Eagle Strategies Llc for Mml Investors Services, Llc (registered 2026-07-16)Jul 10, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- EAGLESTRATEGIES.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (888) 695-3245reportedpublic record, Form ADV, Jul 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $12.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026