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Registered advisor
J•••• K•••• W••••
Feed of 09/14/2026
Also filed as J•••• K•••• W••••
At current firm
5 y
since Dec 4, 2020
In the industry
31 y
since Feb 24, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Dec 4, 2020 · Corte Madera, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 11, 2011 to Dec 8, 2020 · Mill Valley, Ca
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Sep 23, 2011 · Corte Madera, Ca
- W•••• F•••• I••••••••• L•• unclassifiedMay 15, 2001 to Jan 3, 2011 · San Anselmo, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Dec 8, 2020, registered Dec 4, 2020 (-4 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 23, 2011, registered Oct 11, 2011 (18 days) · Wirehouse to wirehouse
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address