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RIA Intelligence

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Registered advisor

R••••• N••••• B••••••

W•••• F•••• A•••••••wirehouseFresno, Cadual registrantIAPD 1646265
Feed of 09/14/2026
Also filed as R•• B••••••
At current firm
15 y
since Jan 3, 2011
In the industry
29 y
since Aug 22, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • W•••• F•••• I••••••••• L•• unclassified
    Feb 13, 2003 to Jan 3, 2011 · Fresno, Ca
  • I••• S••••••••• I••• unclassified
    Feb 3, 2003 to Feb 13, 2003 · Fresno, Ca
Moves
a registration end followed by a registration begin elsewhere
  • W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
    left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
  • I••• S••••••••• I••• to W•••• F•••• I••••••••• L••
    left Feb 13, 2003, registered Feb 13, 2003 (0 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Wirehousederived
Years in industry
29derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address