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Registered advisor

W•••••• M•••••• P•••••••

P•• W••••• M•••••••••BD affiliatedBethlehem, Padual registrantIAPD 1702469
Feed of 09/14/2026
Also filed as W•••••• P••••••• P••••••••• M•••••• P••••••••• M•••••• P•••••••
At current firm
20 y
since Nov 17, 2005
In the industry
39 y
since Aug 13, 1987 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
    Oct 20, 2004 to Nov 2, 2004 · Charlotte, Nc
  • Q•••• • R•••••• I••• unclassified
    Aug 28, 2002 to Oct 20, 2004 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
  • B••• O• A•••••• I••••••••• S•••••••• I••• to P•• W••••• M•••••••••
    left Nov 2, 2004, registered Nov 17, 2005 (380 days) · Other
  • Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
    left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
39derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address