DFX Intelligence
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Registered advisor
F••• N••••• L••••
Chartered Financial Consultant
Feed of 09/15/2026
At current firm
23 y
since Mar 26, 2003
In the industry
39 y
since Jul 24, 1987 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
48
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Mar 26, 2003 · Nashville, Tn
- R••••••• H••••••• G•••• L•• unclassifiedJun 14, 2001 to Feb 3, 2003 · Cramerton, Nc
Moves
a registration end followed by a registration begin elsewhere
- R••••••• H••••••• G•••• L•• to V•••• F•••••••• A•••••••• I•••left Feb 3, 2003, registered Mar 26, 2003 (51 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address