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Registered advisor

T••• E• S••••••

Certified Financial Planner
Feed of 09/14/2026
Also filed as T••• E•••••• S••••••
At current firm
13 y
since Jul 12, 2013
In the industry
38 y
since Oct 7, 1987 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • A••••••••• I••••••••• A••••••• S•••••••• L•• unclassified
    Jan 5, 2012 to Jul 9, 2013 · Chicago, Il
  • R•••••• J•••• • A••••••••• I••• national BD
    Apr 1, 2011 to Dec 12, 2011 · St. Petersburg, Fl
  • H••• B••••• C•••••• M••••••••• I••• unclassified
    Jun 8, 2005 to Jul 6, 2011 · Chicago, Il
  • M••••• S•••••• D• I••• unclassified
    May 18, 2000 to Jun 14, 2005 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Wirehousederived
Years in industry
38derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address