DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
J.P. Morgan Securities LLC
Latest filing Jul 22, 2026
First filing on the tape Nov 22, 2011 · 280 filings
SEC status approved since Apr 3, 1965
RAUM
$430B
reported, Item 5.F
Discretionary
83%
of RAUM
Private clients
91%
$393B individuals and HNW
Advisors
14,152
registered through the firm on IAPD
RAUM per advisor
$30.4M
derived; firm RAUM over IAPD count
Employees
8,703
8,479 advisory (5.B.1)
Offices
3,566
beyond the principal office
Private funds
0
reported on Schedule D
History
280 filings and snapshots on the tape
RAUM$430B as of Jul 22, 2026
Mar 16, 2012$10B then
HNW client RAUM$251B as of Jul 22, 2026
Mar 29, 2018$44B then
State-registered IARs (5.B.3)8,479 as of Jul 22, 2026
Mar 28, 20134,100 then
Employees (5.A)8,703 as of Jul 22, 2026
Mar 28, 20135,700 then
Private funds2 as of Mar 31, 2015
Mar 28, 20132 then
RAUM +22% over the last fiscal year+26% a year over threeIARs 8,097 to 8,479offices 3,559 to 3,566
Practice profile
derived from the filing of Jul 22, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $30.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 87derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $703,655derivedHNW RAUM over HNW clients
- Average account
- $344,680derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 83%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.6derivedItem 5.A over advisors
- Advisors per office
- 4.0derived3,567 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +4.7%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Financial planning clients
- 53,000reportedItem 5.H
- Wrap fee program
- $447BreportedItem 5.I
- Custody
- $608B, 1,727,010 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- the adviser acts as qualified custodian (9.D.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$251B58%
- Individuals$142B33%
- Corporations and businesses$28B6.4%
- Charitable organizations$6.3B1.5%
- Pension and profit-sharing plans$2.8B0.7%
- Insurance companies$21.5M0.0%
- Individual clients
- 877,306reported
- HNW clients
- 356,866reported
- Pension plan clients
- 2,559reported
- Charitable clients
- 928reported
- Accounts
- 1,246,646reported
- Financial planning clients
- 53,000reported
- Wrap fee programs
- $271B sponsored, $0 managedreported
- Custody of client assets
- $608B for 1,727,010 clientsreported
- Compensation
- % of AUMreported
- Class basis
- curated wirehouse listderived
Advisors registered through the firm
14,171 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Louise Demartino Armour | Palm Beach Gardens, Fl | Jan 17, 1986 | 40 y | 0 |
| Joshua Miller | Chicago, Il | Oct 29, 1997 | 38 y | 0 |
| Gary Raczkowski | San Francisco, Ca | Nov 3, 1997 | 36 y | 0 |
| Lars B Greiner | Chicago, Il | Nov 4, 1997 | 38 y | 0 |
| Mark Gordon | Los Angeles, Ca | Oct 14, 1998 | 44 y | 0 |
| Arthur S Mishler | Los Angeles, Ca | Oct 29, 1998 | 47 y | 0 |
| Kevin J Gildea | Chicago, Il | Nov 12, 1998 | 37 y | 0 |
| David J Koval | Chicago, Il | Nov 12, 1998 | 45 y | 0 |
| Scott J Kockos | Redwood City, Ca | Nov 25, 1998 | 37 y | 0 |
| William D Caprine | Laguna Niguel, Ca | Jan 19, 1999 | 44 y | 0 |
| Phyllis Tabachnick | Dune Acres, In | Jan 28, 1999 | 39 y | 0 |
| Gregory S Onken | San Francisco, Ca | Mar 12, 1999 | 35 y | 0 |
| Christopher S Boggs | San Francisco, Ca | Jul 7, 1999 | 28 y | 0 |
| Sherod Hanson | Los Angeles, Ca | Oct 15, 1999 | 47 y | 0 |
| William H Desser | Los Angeles, Ca | Oct 15, 1999 | 40 y | 0 |
| Tracey Gluck | Los Angeles, Ca | Oct 15, 1999 | 35 y | 0 |
| Kelly A Epstein | Chicago, Il | May 29, 2002 | 34 y | 0 |
| Devin M Hill | Miami, Fl | Oct 3, 2002 | 34 y | 0 |
| David J Catalfimo | Santa Barbara, Ca | Oct 7, 2002 | 38 y | 0 |
| Richard S Hathaway | Atlanta, Ga | Oct 7, 2002 | 47 y | 0 |
| Patti Levin | Winnetka, Il | Aug 20, 2003 | 43 y | 0 |
| Jeffrey P Jalon | Chicago, Il | Sep 15, 2003 | 29 y | 0 |
| Christian A Ach | San Francisco, Ca | Sep 29, 2003 | 25 y | 3 |
| Betsy L Bliss | San Francisco, Ca | Sep 29, 2003 | 47 y | 2 |
| Thomas F Pescherine | New York, Ny | Oct 21, 2003 | 42 y | 0 |
| Megan M Lau | Los Angeles, Ca | Mar 19, 2004 | 26 y | 0 |
| Mark A Mayden | Columbus, Oh | Apr 15, 2004 | 40 y | 0 |
| Ethan K Emma | Palm Beach Gardens, Fl | May 26, 2004 | 34 y | 0 |
| Arthur Feld | San Francisco, Ca | Aug 13, 2004 | 45 y | 0 |
| Neil Ferranti | New York, Ny | Nov 10, 2004 | 30 y | 2 |
| Timothy J Driscoll | Hingham, Ma | Feb 24, 2005 | 40 y | 0 |
| Gary T Worley | Boston, Ma | Feb 24, 2005 | 32 y | 0 |
| Michael Langen | Boston, Ma | Feb 24, 2005 | 40 y | 0 |
| William R Coke | Boston, Ma | Mar 2, 2005 | 40 y | 0 |
| Tara L Bertelsman | Chicago, Il | Apr 8, 2005 | 41 y | 1 |
| Margaret A Ryan | Chicago, Il | Apr 11, 2005 | 32 y | 1 |
| Leslie K Johnson | New York, Ny | Apr 15, 2005 | 42 y | 2 |
| Samuel H Srochi | Atlanta, Ga | Sep 1, 2005 | 39 y | 1 |
| Frederick S Polaniecki | Quogue, Ny | Sep 15, 2005 | 40 y | 0 |
| Stephen O'ReillyChartered Financial Analyst | Halesite, Ny | Sep 16, 2005 | 40 y | 0 |
Advisor movement
652 left, 1,110 joined in 12 months
net +458 in 12 months129 left in 90 days312 joined in 90 daysdeparture rate 4.6% of current headcount2,034 left over 36 months
Left, latest
- Jason Li Howard to LPL Financial LLCSep 13, 2026 · Wirehouse to affiliated broker-dealer or bank
- Hugh Reilly to Morgan StanleySep 13, 2026 · Wirehouse to wirehouse
- Matthew Arnella to Morgan StanleySep 13, 2026 · Wirehouse to wirehouse
- Bryan Calderon to Morgan StanleySep 11, 2026 · Wirehouse to wirehouse
- Brooke Bodner to Private Advisor Group, LLCSep 9, 2026 · Wirehouse to affiliated broker-dealer or bank
- James M. Eustice to Wells Fargo AdvisorsSep 9, 2026 · Wirehouse to wirehouse
- Andrew Mcconnell to Wells Fargo AdvisorsSep 9, 2026 · Wirehouse to wirehouse
- Jinjin Zhang to UBS Financial Services Inc.Sep 7, 2026 · Wirehouse to wirehouse
- Tarissa Sharene Cardoso to U.S. Bancorp Advisors, LLCSep 6, 2026 · Wirehouse to affiliated broker-dealer or bank
- Tony F Haeussler to Ameriprise Financial Services, LLCSep 4, 2026 · Wirehouse to affiliated broker-dealer or bank
- Catherine T. Fisher to LPL Financial LLCSep 3, 2026 · Wirehouse to affiliated broker-dealer or bank
- Shari Helaine Mason to Wells Fargo AdvisorsSep 2, 2026 · Wirehouse to wirehouse
- Mohammed Ali Dhanji to Citigroup Global Markets Inc.Sep 2, 2026 · Wirehouse to affiliated broker-dealer or bank
- Peter Roman to Wells Fargo AdvisorsSep 2, 2026 · Wirehouse to wirehouse
- Eric Lee Utesch to Cetera Investment Advisers LLCSep 2, 2026 · Wirehouse to affiliated broker-dealer or bank
Joined, latest
- Jesse Cyrus Alfanostjohn from Equitable Advisors, LLCSep 16, 2026 · Affiliated broker-dealer or bank to wirehouse
- Matthew Jackson Arnold from Charles Schwab & Co., Inc.Sep 16, 2026 · Affiliated broker-dealer or bank to wirehouse
- Ryan C Feinberg from Morgan StanleySep 16, 2026 · Wirehouse to wirehouse
- Jordan Narcisse from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 16, 2026 · Wirehouse to wirehouse
- Michael Timothy Grote from Key Investment Services LLCSep 16, 2026 · Affiliated broker-dealer or bank to wirehouse
- Yan Ye from UBS Financial Services Inc.Sep 16, 2026 · Wirehouse to wirehouse
- Youssef Naguib from Equitable Advisors, LLCSep 15, 2026 · Affiliated broker-dealer or bank to wirehouse
- Daniela Maria Mabry from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 15, 2026 · Wirehouse to wirehouse
- Julian Dumurdzanov from Citigroup Global Markets Inc.Sep 15, 2026 · Affiliated broker-dealer or bank to wirehouse
- Dion Lika from Citizens Securities, Inc.Sep 14, 2026 · Affiliated broker-dealer or bank to wirehouse
- Maria Irene Fernandez Townsend from Citigroup Global Markets Inc.Sep 13, 2026 · Affiliated broker-dealer or bank to wirehouse
- Jing Xu from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 11, 2026 · Wirehouse to wirehouse
- Dallin C Beveridge from Strategic Advisers LLCSep 11, 2026 · Affiliated broker-dealer or bank to wirehouse
- Daniel Nichols Henderson from Equitable Advisors, LLCSep 11, 2026 · Affiliated broker-dealer or bank to wirehouse
- Brian Joseph Fernander from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 11, 2026 · Wirehouse to wirehouse
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Morgan StanleySep 11, 2026 · Morris Plains, Nj
- 2 left for Wells Fargo AdvisorsSep 2, 2026 · East Meadow, Ny
- 2 left for Wells Fargo AdvisorsAug 7, 2026 · Sun Valley, Ca
- 5 left for Morgan StanleyJul 24, 2026 · San Francisco, Ca
- 2 left for Morgan StanleyJul 24, 2026 · Miami, Fl
- 2 left for Vanguard Advisers, Inc.Jul 21, 2026 · Frisco, Tx
- 4 left for Wells Fargo AdvisorsJul 2, 2026 · Houston, Tx
- 2 left for Vanguard Advisers, Inc.Jun 26, 2026 · Tempe, Az
- 2 joined from Wells Fargo AdvisorsSep 10, 2026 · El Segundo, Ca
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 21, 2026 · Chicago, Il
- 2 joined from Raymond James & Associates, Inc.Aug 21, 2026 · Boca Raton, Fl
- 4 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 6, 2026 · Clayton, Mo
- 5 joined from Strategic Advisers LLCAug 1, 2026 · Boston, Ma
- 2 joined from Wells Fargo AdvisorsJul 31, 2026 · Salinas, Ca
- 7 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 29, 2026 · Visalia, Ca
- 2 joined from UBS Financial Services Inc.Jul 27, 2026 · Chicago, Il
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Hall Family Aggressive Growth Fund, LPno longer reported | Other Private Fund | $0 | 37 | Mar 28, 2013 |
| Hall Family Moderate Growth Fund, LPno longer reported | Other Private Fund | $0 | 42 | Mar 28, 2013 |
Owners and control persons
Schedule A and B, latest filing
- Rachid Alaoui Abdallaoui · Ceo, Chair, Elected Managercontrolsince 11/2024 · owns less than 5%
- Brian J Bisesi · Elected Managercontrolsince 02/2022 · owns less than 5%
- Kevin J Foley · Elected Managercontrolsince 02/2024 · owns less than 5%
- Claudia Jury · Elected Managercontrolsince 02/2020 · owns less than 5%
- Carrie Mccrum · Elected Managercontrolsince 09/2023 · owns less than 5%
- William Philip Sieg · Elected Managercontrolsince 08/2021 · owns less than 5%
- John E Simmons · Elected Managercontrolsince 02/2021 · owns less than 5%
- Eric D. Tepper · Elected Managercontrolsince 08/2017 · owns less than 5%
- Paul Vienick · Elected Managercontrolsince 02/2024 · owns less than 5%
- David Aidelson · Chief Legal Officersince 02/2024 · owns less than 5%
- Danielle Bartolomei · Chief Compliance Officer - Broker Dealersince 09/2023 · owns less than 5%
- Michael Choi · Chief Compliance Officer - Registered Investment Advisersince 09/2023 · owns less than 5%
- James Michael Collins · Chief Financial Officersince 06/2008 · owns less than 5%
- Patrick Paul Dempsey · Treasurersince 08/2013 · owns less than 5%
- Roger Klion · Chief Operating Officersince 10/2020 · owns less than 5%
Entity owners
- J.P. Morgan Broker-Dealer Holdings Inc. · Memberdirect · owns 75% or more
- JP Morgan Chase & Co. · Memberindirect · owns 75% or more of Jpmorgan Chase Holdings LLC · public reporting company
- Jpmorgan Chase Holdings LLC · Stockholderindirect · owns 75% or more of J.P. Morgan Broker-Dealer Holdings Inc.
Related persons
Schedule D 7.A
- 55ipinvestment advisernRAUM $37B
- Bear Stearns Asset Management Inc.investment adviserpooled vehicle sponsorn
- Beijing Equity Investment Development Management Co., Ltd.investment adviserpooled vehicle sponsorn
- Highbridge Capital Management, LLCinvestment adviserbankpooled vehicle sponsornRAUM $7.6B
- Jpmorgan Alternative Asset Managementinvestment adviserbankpooled vehicle sponsorLP sponsornRAUM $30B
- J.P. Morgan Institutional Investmentsbroker-dealernRAUM $14B
- J.P. Morgan Investment Management Inc.investment adviserbankpooled vehicle sponsorLP sponsornRAUM $3519B
- J.P. Morgan Private Investments Inc.investment adviserbankpooled vehicle sponsornRAUM $470B
- J.P. Morgan Private Wealth Advisors LLCinvestment adviserbanknRAUM $86B
- Jpmorgan Asset Management (Europe) S.A R.L.investment adviserpooled vehicle sponsorn
- Jpmorgan Asset Management (Uk) Limitedinvestment adviserbankpooled vehicle sponsornRAUM $484B
- Jpmorgan Chase Bank N.A.investment adviserbankpooled vehicle sponsorCPO or CTAn
- Jpmorgan Distribution Services, Inc.broker-dealern
Advisers that list J.P. Morgan Securities LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 2,286 | 434 | 62 | 9 | |
| Chicago, Il | 784 | 137 | 15 | ||
| Columbus, Oh | 624 | 103 | 6 | ||
| Miami, Fl | 453 | 127 | 11 | 2 | |
| Los Angeles, Ca | 407 | 78 | 18 | ||
| San Francisco, Ca | 401 | 63 | 12 | 2 | |
| Houston, Tx | 359 | 62 | 18 | 2 | |
| Boston, Ma | 346 | 41 | 13 | 1 | |
| Dallas, Tx | 297 | 41 | 15 | ||
| Plano, Tx | 296 | 67 | 10 | 1 | |
| Irvine, Ca | 245 | 70 | 3 | ||
| Atlanta, Ga | 226 | 44 | 10 | 1 | |
| Tempe, Az | 166 | 70 | 8 | 2 | |
| San Antonio, Tx | 160 | 56 | 14 | 3 | |
| Philadelphia, Pa | 155 | 25 | 2 | ||
| Brooklyn, Ny | 150 | 27 | 7 | 1 | |
| Greenwich, Ct | 150 | 22 | 3 | ||
| Austin, Tx | 147 | 34 | 13 | 2 | |
| Washington, Dc | 144 | 19 | 4 | ||
| Summit, Nj | 138 | 28 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY282 employees
- Columbus, OH87 employees
- Boston, MA78 employees
- Atlanta, GA68 employees
- Plano, TX63 employees
- Palm Beach Gardens, FL63 employees
- Atlanta, GA62 employees
- Los Angelas, CA61 employees
- New York, NY60 employees
- San Francisco, CA58 employees
- Chicago, IL56 employees
- Dallas, TX55 employees
- New York, NY51 employees
- Tempe, AZ50 employees
- Boston, MA42 employees
- Westerville, OH36 employees
- San Antonio, TX35 employees
- Miami, FL35 employees
- Plano, TX33 employees
- Columbus, OH33 employees
- Philadelphia, PA28 employees
- Chicago, IL24 employees
- Plano, TX23 employees
- Chicago, IL23 employees
- Newport Beach, CA22 employees
What changed
consecutive filings, newest first
- Accounts · 1,055,400 to 1,246,646Feb 12, 2026 to Mar 27, 2026
- Advisory employees · 8,097 to 8,479Feb 12, 2026 to Mar 27, 2026
- BD registered reps · 8,135 to 8,513Feb 12, 2026 to Mar 27, 2026
- Charity clients · 896 to 928Feb 12, 2026 to Mar 27, 2026
- Corporate clients · 6,746 to 8,977Feb 12, 2026 to Mar 27, 2026
- HNW clients · 264,682 to 356,866Feb 12, 2026 to Mar 27, 2026
- Individual clients · 780,713 to 877,306Feb 12, 2026 to Mar 27, 2026
- Pension plan clients · 2,352 to 2,559Feb 12, 2026 to Mar 27, 2026
- Assets in custody · $506B to $608BFeb 12, 2026 to Mar 27, 2026
- Employees · 8,327 to 8,703Feb 12, 2026 to Mar 27, 2026
- State-registered IARs · 8,097 to 8,479Feb 12, 2026 to Mar 27, 2026
- Other offices · 3,559 to 3,566Feb 12, 2026 to Mar 27, 2026
- Discretionary RAUM · $289B to $358BFeb 12, 2026 to Mar 27, 2026
- HNW RAUM · $194B to $251BFeb 12, 2026 to Mar 27, 2026
- Individual RAUM · $124B to $142BFeb 12, 2026 to Mar 27, 2026
- Non-discretionary RAUM · $63B to $71BFeb 12, 2026 to Mar 27, 2026
- Pension RAUM · $2.4B to $2.8BFeb 12, 2026 to Mar 27, 2026
- RAUM · $353B to $430BFeb 12, 2026 to Mar 27, 2026
- Wrap assets (sponsor) · $227B to $271BFeb 12, 2026 to Mar 27, 2026
- Financial planning clients · More than 500 to More than 500Jun 27, 2025 to Jul 29, 2025
- Accounts · 1,034,072 to 1,055,400Feb 27, 2025 to Apr 25, 2025
- Advisory employees · 7,426 to 8,097Feb 27, 2025 to Apr 25, 2025
- BD registered reps · 7,464 to 8,135Feb 27, 2025 to Apr 25, 2025
- Charity clients · 378 to 896Feb 27, 2025 to Apr 25, 2025
- Corporate clients · 4,959 to 6,746Feb 27, 2025 to Apr 25, 2025
- HNW clients · 134,892 to 264,682Feb 27, 2025 to Apr 25, 2025
- Individual clients · 891,897 to 780,713Feb 27, 2025 to Apr 25, 2025
- Pension plan clients · 1,799 to 2,352Feb 27, 2025 to Apr 25, 2025
- Assets in custody · $344B to $506BFeb 27, 2025 to Apr 25, 2025
- Employees · 7,685 to 8,327Feb 27, 2025 to Apr 25, 2025
- Insurance-licensed employees · 67 to 0Feb 27, 2025 to Apr 25, 2025
- State-registered IARs · 7,426 to 8,097Feb 27, 2025 to Apr 25, 2025
- Other offices · 3,411 to 3,559Feb 27, 2025 to Apr 25, 2025
- Discretionary RAUM · $192B to $289BFeb 27, 2025 to Apr 25, 2025
- HNW RAUM · $108B to $194BFeb 27, 2025 to Apr 25, 2025
- Individual RAUM · $122B to $124BFeb 27, 2025 to Apr 25, 2025
- Non-discretionary RAUM · $58B to $63BFeb 27, 2025 to Apr 25, 2025
- Pension RAUM · $1.7B to $2.4BFeb 27, 2025 to Apr 25, 2025
- RAUM · $250B to $353BFeb 27, 2025 to Apr 25, 2025
- Wrap assets (sponsor) · $190B to $227BFeb 27, 2025 to Apr 25, 2025
Signals
60 dated events
- Benjamin Fowler no longer holds an investment adviser registration (last listed at J.P. Morgan Securities Llc on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Jack Lawrence Blum no longer holds an investment adviser registration (last listed at J.P. Morgan Securities Llc on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Jamya Berkley no longer holds an investment adviser registration (last listed at J.P. Morgan Securities Llc on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Cindy Asano no longer holds an investment adviser registration (last listed at J.P. Morgan Securities Llc on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Matthew Daniel Wasp no longer holds an investment adviser registration (last listed at J.P. Morgan Securities Llc on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Lauren Holmes no longer holds an investment adviser registration (last listed at J.P. Morgan Securities Llc on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Asaduz Jaman Niloy no longer holds an investment adviser registration (last listed at J.P. Morgan Securities Llc on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Kartik Ram no longer holds an investment adviser registration (last listed at J.P. Morgan Securities Llc on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- John Tyler Jackson registered as an investment adviser representative at J.P. Morgan Securities LlcSep 16, 2026 · Advisor registered · fact
- Jordan Narcisse registered as an investment adviser representative at J.P. Morgan Securities LlcSep 16, 2026 · Advisor registered · fact
- Michael Timothy Grote registered as an investment adviser representative at J.P. Morgan Securities LlcSep 16, 2026 · Advisor registered · fact
- Yan Ye registered as an investment adviser representative at J.P. Morgan Securities LlcSep 16, 2026 · Advisor registered · fact
- Anjanie Chantal Sriram registered as an investment adviser representative at J.P. Morgan Securities LlcSep 16, 2026 · Advisor registered · fact
- Andrew Stretch registered as an investment adviser representative at J.P. Morgan Securities LlcSep 16, 2026 · Advisor registered · fact
- Ryan C Feinberg registered as an investment adviser representative at J.P. Morgan Securities LlcSep 16, 2026 · Advisor registered · fact
- Sarah Lewis registered as an investment adviser representative at J.P. Morgan Securities LlcSep 16, 2026 · Advisor registered · fact
- Mina William Anis Kerolos registered as an investment adviser representative at J.P. Morgan Securities LlcSep 16, 2026 · Advisor registered · fact
- Jesse Cyrus Alfanostjohn registered as an investment adviser representative at J.P. Morgan Securities LlcSep 16, 2026 · Advisor registered · fact
- Matthew Jackson Arnold added a TX registration at J.P. Morgan Securities LlcSep 16, 2026 · New state registration · fact
- Matthew Jackson Arnold added a WA registration at J.P. Morgan Securities LlcSep 16, 2026 · New state registration · fact
- Naomi Kim added a GA registration at J.P. Morgan Securities LlcSep 16, 2026 · New state registration · fact
- Pablo Joaquin Ordonez Coronel added a FL registration at J.P. Morgan Securities LlcSep 16, 2026 · New state registration · fact
- Daniel Manzur added a FL registration at J.P. Morgan Securities LlcSep 16, 2026 · New state registration · fact
- Esteban Uribe added a FL registration at J.P. Morgan Securities LlcSep 16, 2026 · New state registration · fact
- Jacquelyn Nicole Gabona added a FL registration at J.P. Morgan Securities LlcSep 16, 2026 · New state registration · fact
- Michael T. Jones no longer holds an investment adviser registration (last listed at J.P. Morgan Securities Llc on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- Julian Dumurdzanov registered as an investment adviser representative at J.P. Morgan Securities LlcSep 15, 2026 · Advisor registered · fact
- Max Ian Sobrano no longer holds an investment adviser registration (last listed at J.P. Morgan Securities Llc on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- Pablo Emanuel Mateo Ventura no longer holds an investment adviser registration (last listed at J.P. Morgan Securities Llc on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- Edward F Rich no longer holds an investment adviser registration (last listed at J.P. Morgan Securities Llc on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
Across DFX
shared identifiers only, never a name match
- J.P. Morgan Securities LLC · Independent Sponsorsshared crd · intermediary
- J.P. Morgan Securities LLC · Private Equityshared crd · intermediary
- J.P. Morgan Securities LLC · Venture Capitalshared crd · org
How to reach
public business contact points only, each with its source
- Website
- jpmorganwealthmanagement.chase.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 800-999-2000reportedpublic record, Form ADV, Jul 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wirehousederiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $30.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
J.P. Morgan Securities LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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