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Registered advisor
G••• W•••••••• P••••••
Feed of 09/14/2026
At current firm
2 y
since Mar 21, 2024
In the industry
32 y
since Jun 1, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 21, 2024 · Palmdale, Ca
- W•••• F•••• A••••••• wirehouseDec 1, 2015 to Aug 4, 2020 · Westlake Village, Ca
- U••• B•••••• I••••••••• I••• formerNov 23, 2011 to Dec 2, 2015 · Lancaster, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Nov 22, 2011 · Santa Clarita, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMay 12, 1998 to Oct 23, 2009 · Lancaster, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C••••• I••••••••• A••••••• L••left Aug 4, 2020, registered Mar 21, 2024 (1325 days) · Wirehouse to affiliated broker-dealer or bank
- U••• B•••••• I••••••••• I••• to W•••• F•••• A•••••••left Dec 2, 2015, registered Dec 1, 2015 (-1 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U••• B•••••• I••••••••• I•••left Nov 22, 2011, registered Nov 23, 2011 (1 day) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address