DFX Intelligence
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Registered advisor
J••• P••• C••••••
Feed of 09/14/2026
Also filed as J••• P• C••••••
At current firm
19 y
since Oct 2, 2006
In the industry
38 y
since Oct 29, 1987 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Oct 2, 2006 · Boston, Ma
- L•• F•••••••• L•• BD affiliatedJan 9, 2006 to Oct 5, 2006 · Boston, Ma
- C•••••• N••••••••• G•••• unclassifiedMay 10, 2004 to Jan 10, 2005 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••••••• F•••••••• N••••••left Oct 5, 2006, registered Oct 2, 2006 (-3 days) · Other
- C•••••• N••••••••• G•••• to L•• F•••••••• L••left Jan 10, 2005, registered Jan 9, 2006 (364 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address