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Registered advisor

A••••• T••••••

C••••• I••••••••• A••••••• L••BD affiliatedFlushing, Nydual registrantIAPD 1721959

Feed of 09/14/2026

At current firm

1 y

since Jul 28, 2025

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

3

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

2

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jul 28, 2025 · Flushing, Ny

A••••••••• F•••••••• S•••••••• L•• national BD
Dec 14, 2023 to Aug 12, 2025 · Flushing, Ny
E••••• J•••• national BD
Jul 23, 2021 to Dec 15, 2023 · Bayside, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 5, 2017 to Jul 27, 2021 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••
left Aug 12, 2025, registered Jul 28, 2025 (-15 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to A••••••••• F•••••••• S•••••••• L••
left Dec 15, 2023, registered Dec 14, 2023 (-1 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
left Jul 27, 2021, registered Jul 23, 2021 (-4 days) · Wirehouse to affiliated broker-dealer or bank

Signals

••• Locked
Aug 12, 2025 · Advisor changed firm · fact
••• Locked
Dec 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address