DFX Intelligence
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Registered advisor
N•••••••• P••••• B•••••
Feed of 09/14/2026
Also filed as N•••••••• P• B••••••••• P••••• B••••••••• B•••••
At current firm
3 y
since Nov 30, 2022
In the industry
39 y
since Aug 17, 1987 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Nov 30, 2022 · Ann Arbor, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 2, 2016 to Dec 2, 2022 · Livonia, Mi
- R•••••• J•••• • A••••••••• I••• national BDOct 20, 2010 to Feb 3, 2016 · Ann Arbor, Mi
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Dec 2, 2022, registered Nov 30, 2022 (-2 days) · Affiliated broker-dealer or bank to wirehouse
- R•••••• J•••• • A••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Feb 3, 2016, registered Feb 2, 2016 (-1 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedDec 2, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address