DFX Intelligence
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Registered advisor
L•••• G••• F••••••
Feed of 09/15/2026
Also filed as L• G••• F••••••••• F••••••••• G••• F••••••
At current firm
11 y
since May 1, 2015
In the industry
34 y
since Aug 10, 1992 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince May 1, 2015 · Los Angeles, Ca
- U•• F•••••••• S••••••• I••• wirehouseDec 16, 2004 to May 8, 2015 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left May 8, 2015, registered May 1, 2015 (-7 days) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address