DFX Intelligence
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Registered advisor
P••• S•••••• B••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
20 y
since Nov 23, 2005
In the industry
38 y
since Oct 30, 1987 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Nov 23, 2005 · Jenkintown, Pa
- M••••• S•••••• D• I••• unclassifiedDec 20, 2002 to Nov 28, 2005 · Jenkintown, Pa
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• D• I••• to W•••• F•••• A•••••••left Nov 28, 2005, registered Nov 23, 2005 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address