DFX Intelligence
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Registered advisor
M••• S•••••• W•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M••• S•••••• W•••••
At current firm
1 y
since Jun 16, 2025
In the industry
38 y
since Oct 1, 1987 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jun 16, 2025 · Warrington, Pa
- C••••••••• F•••••••• N•••••• national BDFeb 1, 2021 to Jul 8, 2025 · Warrington, Pa
- A•••••• A••••••• S••••••• formerJun 26, 1992 to Feb 5, 2021 · Yardley, Pa
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 8, 2025, registered Jun 16, 2025 (-22 days) · Affiliated broker-dealer or bank to another · moved with a team
- A•••••• A••••••• S••••••• to C••••••••• F•••••••• N••••••left Feb 5, 2021, registered Feb 1, 2021 (-4 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJul 8, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address