DFX Intelligence
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Registered advisor
J•••• P•••••• B••••••
Feed of 09/14/2026
Also filed as J•••• B••••••
At current firm
3 y
since Sep 5, 2023
In the industry
38 y
since Mar 1, 1988 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Sep 5, 2023 · Boca Raton, Fl
- M••••• S•••••• wirehouseJan 28, 2014 to Sep 8, 2023 · Boca Raton, Fl
- S•••••• N••••••• • C••••••• I••••••••• national BDJul 31, 2007 to Jan 29, 2014 · Boca Raton, Fl
- R••• B••• • C•• unclassifiedOct 30, 2002 to Jul 31, 2007 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••left Sep 8, 2023, registered Sep 5, 2023 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- S•••••• N••••••• • C••••••• I••••••••• to M••••• S••••••left Jan 29, 2014, registered Jan 28, 2014 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- R••• B••• • C•• to S•••••• N••••••• • C••••••• I•••••••••left Jul 31, 2007, registered Jul 31, 2007 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedSep 8, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address