DFX Intelligence
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Registered advisor
K••••••• L• B•••••
Feed of 09/15/2026
At current firm
17 y
since Dec 6, 2008
In the industry
21 y
since Aug 15, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Dec 6, 2008 · Richmond, Va
- W•••• F•••• A••••••• wirehouseOct 1, 2008 to Nov 3, 2008 · Richmond, Va
- U•• F•••••••• S••••••• I••• wirehouseAug 16, 2005 to Oct 14, 2008 · Lynchburg, Va
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Nov 3, 2008, registered Dec 6, 2008 (33 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Oct 14, 2008, registered Oct 1, 2008 (-13 days) · Wirehouse to wirehouse
Signals
- ••• LockedSep 15, 2026 · Advisor registration ended · derived
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address