DFX Intelligence
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Registered advisor
D••••• W•••• B•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as D•• B••••••••• W•••• B••••••••• W•••• W•••• B•••••
At current firm
7 y
since Sep 13, 2019
In the industry
38 y
since Jan 4, 1988 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Sep 13, 2019 · Plano, Tx
- U•• F•••••••• S••••••• I••• wirehouseNov 29, 2011 to Sep 24, 2019 · Plano, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 17, 2006 to Dec 9, 2011 · Frisco, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 31, 1993 to Nov 24, 2006 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 24, 2019, registered Sep 13, 2019 (-11 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Dec 9, 2011, registered Nov 29, 2011 (-10 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 24, 2006, registered Nov 17, 2006 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address