A•••••••• B••••••

Feed of 09/14/2026

Also filed as A••• B••••••••• D•••••• B••••••••• D• B••••••••• D• B••••••

At current firm

9 y

since Aug 25, 2017

In the industry

38 y

since Feb 4, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse
Mar 16, 2009 to Sep 15, 2017 · Rocky River, Oh
M••••• S•••••• • C•• L•• unclassified
Apr 2, 2007 to Mar 20, 2009 · Cleveland, Oh
M••••• S•••••• D• I••• unclassified
Oct 26, 2004 to Apr 2, 2007 · Cleveland, Oh
C•••••••• G••••• M•••••• I••• BD affiliated
Apr 20, 1999 to Nov 1, 2004 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to M••••• S••••••
left Sep 15, 2017, registered Aug 25, 2017 (-21 days) · Wirehouse to wirehouse · moved with a team
M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••
left Mar 20, 2009, registered Mar 16, 2009 (-4 days) · Other
M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
C•••••••• G••••• M•••••• I••• to M••••• S•••••• D• I•••
left Nov 1, 2004, registered Oct 26, 2004 (-6 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address