DFX Intelligence
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Registered advisor
T••••• G••• M•••••
Feed of 09/14/2026
Also filed as T••••• G••• M•••••
At current firm
10 y
since Sep 14, 2016
In the industry
38 y
since Jun 29, 1988 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 14, 2016 · Chapel Hill, Nc
- N•• F•••••••• S•••••••• I••• unclassifiedSep 30, 2002 to Jan 3, 2005 · Durham, Nc
- I••••• F•••••••• C••••••••• formerJul 9, 1998 to Sep 30, 2002 · Durham, Nc
Moves
a registration end followed by a registration begin elsewhere
- N•• F•••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Jan 3, 2005, registered Sep 14, 2016 (4272 days) · Other
- I••••• F•••••••• C••••••••• to N•• F•••••••• S•••••••• I•••left Sep 30, 2002, registered Sep 30, 2002 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address