DFX Intelligence
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Registered advisor
T•• A••• B••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedWinter Park, Fldual registrantIAPD 1803633
Feed of 09/14/2026
At current firm
17 y
since Mar 24, 2009
In the industry
33 y
since Sep 3, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 24, 2009 · Winter Park, Fl
- M••••••• • A••••••••• I••• unclassifiedAug 30, 2007 to Dec 31, 2012 · Winter Park, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••••••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 31, 2012, registered Mar 24, 2009 (-1378 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address