DFX Intelligence
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Registered advisor
C•••••• M• J•••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as M•• J••••••••• M••••••• •••• J••••••••• M••••••• J•••••
At current firm
20 y
since Nov 7, 2005
In the industry
38 y
since Sep 21, 1988 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Nov 7, 2005 · Vidalia, Ga
- P•••• S••••••••• L•• no RAUMMay 14, 2003 to Feb 18, 2004 · Fayetteville, Ga
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to P••• A••••• S••••••••• L••left Feb 18, 2004, registered Nov 7, 2005 (628 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address